NORTHERN TRUST CORP·4

Jul 2, 5:49 PM ET

Harrison Dean M 4

4 · NORTHERN TRUST CORP · Filed Jul 2, 2026

Research Summary

AI-generated summary of this filing

Updated

Northern Trust (NTRS) Director Dean M. Harrison Receives Award

What Happened

  • Dean M. Harrison, a director of Northern Trust Corporation (NTRS), was granted stock units (reported as acquisitions/awards) in two transactions: 258.86 units at $173.84 each on 2026-06-30 (value $45,000) and 130.96 units at $175.60 each on 2026-07-01 (value $22,997). Combined, the awards equal 389.82 stock units valued at $67,997.
  • These are awards/stock-unit acquisitions (transaction code A), meaning Harrison received equity compensation rather than purchasing shares on the open market or selling holdings.

Key Details

  • Transaction dates and prices:
    • 2026-06-30: 258.86 units @ $173.84 = $45,000
    • 2026-07-01: 130.96 units @ $175.60 = $22,997
  • Total awarded: 389.82 stock units, total value $67,997.
  • Footnote (F1): These are stock units payable automatically on a 1-for-1 basis in shares of the company’s common stock (i.e., each unit converts to one share).
  • Shares owned after the transaction: Not specified in the provided filing excerpt.
  • Filing/timeliness: Report filed 2026-07-02; transactions occurred 6/30 and 7/1/2026 — filing appears timely under Form 4 rules.

Context

  • These awards are equity compensation (stock units) rather than open-market purchases or sales; such grants are commonly part of director compensation or deferred pay and do not by themselves indicate personal buying or selling intent.
  • For retail investors, acquisitions/awards increase an insider’s future stake but may be routine compensation; treat them as informative but not definitive signals of company outlook.

Insider Transaction Report

Form 4
Period: 2026-06-30
Transactions
  • Award

    Common Stock

    [F1]
    2026-06-30$173.84/sh+258.86$45,00034,773.73 total
  • Award

    Common Stock

    [F1]
    2026-07-01$175.60/sh+130.96$22,99734,904.69 total
Holdings
  • Common Stock

    (indirect: By Trust)
    1,000
  • Common Stock

    (indirect: By LLC)
    47
Footnotes (1)
  • [F1]Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Signature
David A. Serna, Attorney-in-Fact for Dean M. Harrison|2026-07-02

Documents

1 file
  • 4
    wk-form4_1783028970.xmlPrimary

    FORM 4