4//SEC Filing
Reis David A 4
Accession 0001631316-18-000012
CIK 0001351051other
Filed
Nov 8, 7:00 PM ET
Accepted
Nov 9, 3:15 PM ET
Size
16.1 KB
Accession
0001631316-18-000012
Insider Transaction Report
Form 4
Reis David A
Director10% Owner
Transactions
- Sale
Class A Common Stock
2018-11-07$1.68/sh−23,503$39,473→ 2,535,282 total - Sale
Class A Common Stock
2018-11-07$1.68/sh−1,688$2,835→ 189,364 total(indirect: See footnote) - Sale
Class A Common Stock
2018-11-07$1.68/sh−779$1,308→ 88,143 total(indirect: See footnote) - Sale
Class A Common Stock
2018-11-08$1.66/sh−872$1,450→ 87,271 total(indirect: See footnote) - Sale
Class A Common Stock
2018-11-08$1.66/sh−26,290$43,702→ 2,508,992 total - Sale
Class A Common Stock
2018-11-08$1.66/sh−1,888$3,138→ 187,476 total(indirect: See footnote)
Holdings
- 304,753(indirect: See footnote)
Class A Common Stock
Footnotes (7)
- [F1]Transactions were effected pursuant to a Rule 10b5-1 trading plan.
- [F2]The price reported in column 4 is a weighted average price. These shares of the Issuer's Class A Common Stock ("Class A Shares") were purchased in multiple transactions at prices ranging from $1.65 to $1.70. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F3]Includes 68,650 unvested restricted stock units and 92,000 vested restricted stock units that have not yet been paid in Class A Shares.
- [F4]Represents Class A Shares held by David Reis Family Trust, of which Mr. Reis serves as trustee. Mr. Reis disclaims beneficial ownership of such Class A Shares, except to the extent of Mr. Reis's pecuniary interest therein.
- [F5]Represents Class A Shares held by The David Reis Subchapter S Trust, of which Mr. Reis serves as trustee. Mr. Reis disclaims beneficial ownership of such Class A Shares, except to the extent of Mr. Reis's pecuniary interest therein.
- [F6]The price reported in column 4 is a weighted average price. These Class A Shares were purchased in multiple transactions at prices ranging from $1.63 to $1.70. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F7]Represents Class A Shares held by Senior Care Genesis, LLC, of which Mr. Reis may be deemed to be the beneficial owner. Mr. Reis disclaims beneficial ownership of such Class A Shares, except to the extent of Mr. Reis's pecuniary interest therein.
Documents
Issuer
Genesis Healthcare, Inc.
CIK 0001351051
Entity typeother
Related Parties
1- filerCIK 0001631316
Filing Metadata
- Form type
- 4
- Filed
- Nov 8, 7:00 PM ET
- Accepted
- Nov 9, 3:15 PM ET
- Size
- 16.1 KB