Home/Filings/4/0001631316-18-000015
4//SEC Filing

Reis David A 4

Accession 0001631316-18-000015

CIK 0001351051other

Filed

Nov 18, 7:00 PM ET

Accepted

Nov 19, 4:08 PM ET

Size

16.1 KB

Accession

0001631316-18-000015

Insider Transaction Report

Form 4
Period: 2018-11-15
Reis David A
Director10% Owner
Transactions
  • Sale

    Class A Common Stock

    2018-11-16$1.63/sh98$1602,436,848 total
  • Sale

    Class A Common Stock

    2018-11-15$1.64/sh153$25084,882 total(indirect: See footnote)
  • Sale

    Class A Common Stock

    2018-11-16$1.63/sh7$11182,295 total(indirect: See footnote)
  • Sale

    Class A Common Stock

    2018-11-15$1.64/sh4,605$7,5312,436,946 total
  • Sale

    Class A Common Stock

    2018-11-15$1.64/sh331$541182,302 total(indirect: See footnote)
  • Sale

    Class A Common Stock

    2018-11-16$1.63/sh3$584,879 total(indirect: See footnote)
Holdings
  • Class A Common Stock

    (indirect: See footnote)
    304,753
Footnotes (7)
  • [F1]Transactions were effected pursuant to a Rule 10b5-1 trading plan.
  • [F2]The price reported in column 4 is a weighted average price. These shares of the Issuer's Class A Common Stock ("Class A Shares") were purchased in multiple transactions at prices ranging from $1.63 to $1.651. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  • [F3]Includes 68,650 unvested restricted stock units and 92,000 vested restricted stock units that have not yet been paid in Class A Shares.
  • [F4]Represents Class A Shares held by David Reis Family Trust, of which Mr. Reis serves as trustee. Mr. Reis disclaims beneficial ownership of such Class A Shares, except to the extent of Mr. Reis's pecuniary interest therein.
  • [F5]Represents Class A Shares held by The David Reis Subchapter S Trust, of which Mr. Reis serves as trustee. Mr. Reis disclaims beneficial ownership of such Class A Shares, except to the extent of Mr. Reis's pecuniary interest therein.
  • [F6]The price reported in column 4 is a weighted average price. These Class A Shares were purchased in multiple transactions at prices ranging from $1.63 to $1.64. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  • [F7]Represents Class A Shares held by Senior Care Genesis, LLC, of which Mr. Reis may be deemed to be the beneficial owner. Mr. Reis disclaims beneficial ownership of such Class A Shares, except to the extent of Mr. Reis's pecuniary interest therein.

Issuer

Genesis Healthcare, Inc.

CIK 0001351051

Entity typeother

Related Parties

1
  • filerCIK 0001631316

Filing Metadata

Form type
4
Filed
Nov 18, 7:00 PM ET
Accepted
Nov 19, 4:08 PM ET
Size
16.1 KB