Echevarria Joseph 4

4 · Unum Group · Filed May 28, 2026

AI-generated summary of this filing

Updated May 28, 2026

Unum Group (UNM) Director Joseph Echevarria Receives 3,731 RSUs

What Happened

Joseph Echevarria, a director of Unum Group (UNM), was granted a total of 3,731 restricted stock units (RSUs) on 2026-05-26: 2,191 RSUs and 1,540 RSUs. Each grant shows an acquisition price of $0.00 (standard for awards), so no cash changed hands. The RSUs vest on the earlier of May 26, 2027 or Unum’s next annual shareholder meeting.

Key Details

Transaction date: 2026-05-26; Filing date (Form 4): 2026-05-28 (timely filing).
Grant amounts: 2,191 RSUs and 1,540 RSUs (total 3,731 RSUs); reported acquisition price $0.00.
Vesting: RSUs vest on earlier of May 26, 2027 or the next annual meeting (Footnote F1).
Beneficial ownership after transaction (per filing footnotes): includes 45,318 deferred share rights (DSRs), 54,574 RSUs, and 2,198 shares of common stock (DSRs/RSUs settle 1-for-1 in shares) (Footnotes F2, F5).
Other notes: Some DSRs represent deferred cash retainer (Footnote F4). Footnote F3 explains adjustments from dividend reinvestments and prior Form 4 activity. Fractional amounts were rounded to whole shares.

Context

This is an award/grant (code A) — not a market purchase or sale — and is a common form of director compensation. DSRs and RSUs typically convert to common shares upon settlement; they do not indicate an immediate cash transaction or sale. The filing was submitted within the normal reporting window.

Form 4

Period: 2026-05-26

Director

Transactions

Footnotes (5)

[F1]All are restricted stock units ("RSUs") vesting on the earlier of May 26, 2027, or the date of Unum Group's next annual meeting of shareholders.
[F2]Includes 43,778 deferred share rights ("DSRs"), 54,574 RSUs, and 2,198 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
[F3]Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 2,198.000 RSUs, and the exempt acquisitions of an aggregate of 823.397 DSRs and 984.979 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.
[F4]Represents DSRs in lieu of cash for annual retainer pursuant to the election of the reporting person.
[F5]Includes 45,318 DSRs, 54,574 RSUs, and 2,198 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Signature

/s/ Jullienne, J. Paul, Attorney-in-Fact|2026-05-28

1 file