4//SEC Filing
Hartman Robert 4
Accession 0001633878-20-000002
CIK 0001351051other
Filed
Dec 2, 7:00 PM ET
Accepted
Dec 3, 6:03 PM ET
Size
9.4 KB
Accession
0001633878-20-000002
Insider Transaction Report
Form 4
Hartman Robert
Director10% Owner
Transactions
- Other
Class A Common Stock
2020-12-01$0.48/sh−1,335,565.5$639,602→ 0 total(indirect: By LLC) - Other
Class A Common Stock
2020-12-01$0.48/sh+1,335,565.5$639,602→ 1,335,565.5 total(indirect: By LLC)
Holdings
- 284,729
Class A Common Stock
- 779,766(indirect: By LLC)
Class A Common Stock
Footnotes (6)
- [F1]On December 1, 2020, for estate planning purposes, Mr. Hartman and the Robert Hartman Family Trust, which together owned 100% of HKT1 LLC, sold the entirety of their interests in HKT1 LLC to the Kutner Children Trust, a trust for the benefit of members of Mr. Hartman's family and of which Mr. Hartman serves as the investment manager.
- [F2]The consideration for the transaction described in footnote 1 consisted of promissory notes for $639,602.32, or $0.4789 per share of Class A Common Stock (the "Shares") held by HKT1 LLC.
- [F3]Prior to the transaction described in footnote 1, HKT1 LLC was owned by Mr. Hartman and the Robert Hartman Family Trust. Mr. Hartman disclaims beneficial ownership of the Shares, except to the extent of his pecuniary interest therein.
- [F4]Following the transaction described in footnote 1, HKT1 LLC is now owned 100% by the Kutner Children Trust. Mr. Hartman disclaims beneficial ownership of the Shares, except to the extent of his pecuniary interest therein.
- [F5]Includes 176,079 vested restricted stock units that have not yet been paid in the Shares.
- [F6]Mr. Hartman disclaims beneficial ownership of the Shares, except to the extent of his pecuniary interest therein.
Documents
Issuer
Genesis Healthcare, Inc.
CIK 0001351051
Entity typeother
Related Parties
1- filerCIK 0001633878
Filing Metadata
- Form type
- 4
- Filed
- Dec 2, 7:00 PM ET
- Accepted
- Dec 3, 6:03 PM ET
- Size
- 9.4 KB