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4//SEC Filing

Malhotra Kanuj 4

Accession 0001634117-20-000097

CIK 0001634117other

View on SEC.gov Company Profile

Filed

Sep 23, 8:00 PM ET

Accepted

Sep 24, 4:43 PM ET

Size

10.5 KB

Accession

0001634117-20-000097

Insider Transaction Report

Form 4

Period: 2020-09-22

Barnes & Noble Education, Inc.BNED

Chief Strategy & Dev. Off.

Transactions

Award
Phantom Share Unit
2020-09-22+182,927→ 182,927 total
From: 2021-09-22Exp: 2023-09-22→ Common Stock (182,927 underlying)
Award
Non-Qualified Stock Option (Right to Buy)
2020-09-22+155,023→ 155,023 total
Exercise: $2.46From: 2021-09-22Exp: 2030-09-22→ Common Stock (155,023 underlying)
Award
Non-Qualified Stock Option (Right to Buy)
2020-09-22+155,023→ 155,023 total
Exercise: $5.00From: 2021-09-22Exp: 2030-09-22→ Common Stock (155,023 underlying)

Footnotes (3)

[F1]Non-qualified Stock Options granted with an above market exercise price of $5 per share. These Options will vest in four equal installments on each of September 22, 2021, September 22, 2022, September 22, 2023 and September 22, 2024 and will expire on September 22, 2030.
[F2]Non-qualified Stock Options granted with an exercise price of $2.46 per share, which was the fair market value on the date of grant. These Options will vest in four equal installments on each of September 22, 2021, September 22, 2022, September 22, 2023 and September 22, 2024 and will expire on September 22, 2030
[F3]Each phantom share represents the economic equivalent to one share of common stock of the Company and will be settled in cash based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. The phantom shares vest and will be settled in three equal installments on each of September 22, 2021, September 22, 2022 and September 22, 2023, or in each case, if such date is not a business day, the business day immediately following such date.

Documents

1 file

4
wf-form4_160098017961959.xmlPrimary
FORM 4

Issuer

Barnes & Noble Education, Inc.

CIK 0001634117

Entity typeother

Related Parties

1

filerCIK 0001581718

Filing Metadata

Form type: 4
Filed: Sep 23, 8:00 PM ET
Accepted: Sep 24, 4:43 PM ET
Size: 10.5 KB

View on SEC.gov