CMS ENERGY CORP·4

Feb 2, 2:35 PM ET

Rochow Garrick J 4

4 · CMS ENERGY CORP · Filed Feb 2, 2026

Research Summary

AI-generated summary of this filing

Updated

CMS Energy CEO Garrick J. Rochow Receives Restricted Stock Award

What Happened
Garrick J. Rochow, President & CEO and a director of CMS Energy Corp (CMS), was awarded 123,413 restricted shares on 2026-01-29. The Form 4 reports the shares were acquired at $0.00 (no cash paid); the Form 4 does not state a cash value for the grant. This was an award/grant (not an open‑market purchase or sale).

Key Details

  • Transaction date: 2026-01-29; filing date (Form 4): 2026-02-02 (filed within SEC timing requirements).
  • Transaction type/code: Award/Grant (A). Price reported: $0.00; total cash paid: $0.
  • Shares awarded: 123,413 restricted shares.
  • Shares owned after transaction: not specified in the Form 4 filing.
  • Footnote: The shares are restricted stock granted under CMS’ Performance Incentive Stock Plan and subject to a three‑year "cliff" vesting schedule (F1).
  • No immediate sale or cashless exercise reported.

Context
This is a compensation award subject to performance and time-based vesting; such grants are common for senior executives and do not by themselves indicate a buy or sell signal. Monitor future filings (vesting events or subsequent open‑market trades) for additional insight into insider activity.

Insider Transaction Report

Form 4
Period: 2026-01-29
Rochow Garrick J
DirectorPresident and CEO
Transactions
  • Award

    Common Stock

    [F1]
    2026-01-29+123,413641,865 total
Footnotes (1)
  • [F1]Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule.
Signature
Rhonda M. Morris, Attny-in-Fact|2026-02-02

Documents

1 file
  • 4
    wk-form4_1770060954.xmlPrimary

    FORM 4