4//SEC Filing
MENDOLA ROBERT JAMES JR 4
Accession 0001637187-18-000007
CIK 0001372183other
Filed
Feb 7, 7:00 PM ET
Accepted
Feb 8, 1:40 PM ET
Size
13.3 KB
Accession
0001637187-18-000007
Insider Transaction Report
Form 4
Transactions
- Exercise of In-Money
Common Stock
2018-01-29+1,800→ 2,123,263 total(indirect: Pacific Grove Master Fund LP)
Transactions
- Exercise of In-Money
Common Stock
2018-01-29+1,800→ 2,123,263 total(indirect: Pacific Grove Master Fund LP)
Transactions
- Exercise of In-Money
Common Stock
2018-01-29+1,800→ 2,123,263 total(indirect: Pacific Grove Master Fund LP)
Transactions
- Exercise of In-Money
Common Stock
2018-01-29+1,800→ 2,123,263 total(indirect: Pacific Grove Master Fund LP)
PACIFIC GROVE MASTER FUND LP
10% Owner
Transactions
- Exercise of In-Money
Common Stock
2018-01-29+1,800→ 2,123,263 total(indirect: Pacific Grove Master Fund LP)
Footnotes (3)
- [F1]The reporting persons are Pacific Grove Capital LP ("PGC"), Pacific Grove Capital LLC ("LLC"), Pacific Grove Capital GP LLC ("GP"), Pacific Grove Master Fund LP ("Master Fund") and Robert James Mendola, Jr. PGC is the investment adviser of Master Fund, and LLC is PGC's general partner. GP is the general partner of Master Fund. Mr. Mendola is the control person of PGC, LLC and GP. PGC is filing this Form 4 on behalf of itself and the other reporting persons jointly, but not as a group, and each reporting person expressly disclaims membership in a group, within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended.
- [F2]These securities are held directly by Master Fund for the benefit of its investors. The securities may be deemed to be indirectly beneficially owned by PGC as the investment adviser to Master Fund, by LLC as PGC's general partner, by GP as the general partner of Master Fund and by Mr. Mendola as the control person of PGC, LLC and GP. The reporting persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
- [F3]As a result of the transactions described in Item 3 of the reporting persons' Schedule 13D, Amendment 1, filed on the same date as this Form 4, these shares were issued by the Issuer for no additional consideration to the Master Fund as a result of the anti-dilution provisions of the Common Stock and Warrant Purchase Agreement dated as of July 31, 2017 between the Issuer and the Master Fund.
Documents
Issuer
Monaker Group, Inc.
CIK 0001372183
Entity typeother
Related Parties
1- filerCIK 0001714279
Filing Metadata
- Form type
- 4
- Filed
- Feb 7, 7:00 PM ET
- Accepted
- Feb 8, 1:40 PM ET
- Size
- 13.3 KB