4/A//SEC Filing
MENDOLA ROBERT JAMES JR 4/A
Accession 0001637187-18-000008
CIK 0001372183other
Filed
Feb 7, 7:00 PM ET
Accepted
Feb 8, 7:29 PM ET
Size
17.0 KB
Accession
0001637187-18-000008
Insider Transaction Report
Form 4/AAmended
PACIFIC GROVE MASTER FUND LP
10% Owner
Transactions
- Exercise of In-Money
Warrants
2018-01-10−271,250→ 0 total(indirect: Pacific Grove Master Fund LP)Exercise: $1.05From: 2017-07-31Exp: 2022-07-30→ Common Stock (271,250 underlying) - Other
Common Stock
2018-01-10+20,636→ 1,850,213 total(indirect: Pacific Grove Master Fund LP) - Exercise of In-Money
Common Stock
2018-01-10$1.05/sh+271,250$284,813→ 2,121,463 total(indirect: Pacific Grove Master Fund LP)
Transactions
- Other
Common Stock
2018-01-10+20,636→ 1,850,213 total(indirect: Pacific Grove Master Fund LP) - Exercise of In-Money
Warrants
2018-01-10−271,250→ 0 total(indirect: Pacific Grove Master Fund LP)Exercise: $1.05From: 2017-07-31Exp: 2022-07-30→ Common Stock (271,250 underlying) - Exercise of In-Money
Common Stock
2018-01-10$1.05/sh+271,250$284,813→ 2,121,463 total(indirect: Pacific Grove Master Fund LP)
Transactions
- Exercise of In-Money
Common Stock
2018-01-10$1.05/sh+271,250$284,813→ 2,121,463 total(indirect: Pacific Grove Master Fund LP) - Other
Common Stock
2018-01-10+20,636→ 1,850,213 total(indirect: Pacific Grove Master Fund LP) - Exercise of In-Money
Warrants
2018-01-10−271,250→ 0 total(indirect: Pacific Grove Master Fund LP)Exercise: $1.05From: 2017-07-31Exp: 2022-07-30→ Common Stock (271,250 underlying)
Transactions
- Exercise of In-Money
Common Stock
2018-01-10$1.05/sh+271,250$284,813→ 2,121,463 total(indirect: Pacific Grove Master Fund LP) - Exercise of In-Money
Warrants
2018-01-10−271,250→ 0 total(indirect: Pacific Grove Master Fund LP)Exercise: $1.05From: 2017-07-31Exp: 2022-07-30→ Common Stock (271,250 underlying) - Other
Common Stock
2018-01-10+20,636→ 1,850,213 total(indirect: Pacific Grove Master Fund LP)
Transactions
- Other
Common Stock
2018-01-10+20,636→ 1,850,213 total(indirect: Pacific Grove Master Fund LP) - Exercise of In-Money
Warrants
2018-01-10−271,250→ 0 total(indirect: Pacific Grove Master Fund LP)Exercise: $1.05From: 2017-07-31Exp: 2022-07-30→ Common Stock (271,250 underlying) - Exercise of In-Money
Common Stock
2018-01-10$1.05/sh+271,250$284,813→ 2,121,463 total(indirect: Pacific Grove Master Fund LP)
Footnotes (3)
- [F1]The reporting persons are filing this report jointly, but not as a group, and each reporting person expressly disclaims membership in a group, within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended.
- [F2]These securities are held directly by Pacific Grove Master Fund LP ("Master Fund") for the benefit of its investors. The securities may be deemed to be indirectly beneficially owned by Pacific Grove Capital LP ("PGC") as the investment adviser to the Master Fund, by Pacific Grove Capital LLC ("LLC") as PGC's general partner, by Pacific Grove Capital GP LLC ("GP") as the general partner of Master Fund and by Mr. Mendola as the control person of PGC, LLC and GP. The reporting persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
- [F3]As a result of the transactions described in Item 3 of the reporting persons' Schedule 13D, Amendment 1, filed on 1/26/2018, these shares were issued by the Issuer for no additional consideration to the Master Fund as a result of the anti-dilution provisions of the Common Stock and Warrant Purchase Agreement dated as of July 31, 2017 between the Issuer and the Master Fund.
Documents
Issuer
Monaker Group, Inc.
CIK 0001372183
Entity typeother
Related Parties
1- filerCIK 0001714279
Filing Metadata
- Form type
- 4/A
- Filed
- Feb 7, 7:00 PM ET
- Accepted
- Feb 8, 7:29 PM ET
- Size
- 17.0 KB