Barrett John Frederick 4
4 · Horizon Global Corp · Filed Jun 29, 2022
Insider Transaction Report
Form 4
Barrett John Frederick
Director
Transactions
- Sale
2.75% Convertible Senior Notes due 2022
2022-06-27$40000000.00/sh→ 7,229,000 total(indirect: See Footnote)Exercise: $24.98From: 2022-01-01Exp: 2022-06-29→ Common Stock (1,601,281 underlying)
Footnotes (3)
- [F1]Sold in exchange for $40,000,000 of the Issuer's Series B Preferred Stock.
- [F2]Represents the principal amount of convertible notes.
- [F3]Convertible notes held by clients of Corre Partners Management, LLC ("Corre"). As a managing partner of Corre, the Reporting Person may be deemed to have beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of any pecuniary interest therein.