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4//SEC Filing

KAFU Holdings (QP), L.P. 4

Accession 0001638397-19-000006

CIK 0001581990other

Filed

Jun 30, 8:00 PM ET

Accepted

Jul 1, 5:38 PM ET

Size

11.7 KB

Accession

0001638397-19-000006

Insider Transaction Report

Form 4
Period: 2019-06-28
KAFU Holdings (QP), L.P.
Director10% Owner
Transactions
  • Other

    Class A Shares

    2019-06-28+3,4543,454 total(indirect: Ssee footnotes)
  • Other

    Class A Shares

    2019-06-283,4540 total(indirect: Ssee footnotes)
  • Exercise/Conversion

    Class B Shares/Class A Units/GP Units

    2019-06-283,45416,278,228 total(indirect: Ssee footnotes)
    Exercise: $0.00Class A Shares (3,454 underlying)
Footnotes (4)
  • [F1]KAFU Holdings (QP), L.P. ("KAFU") holds Class B shares representing limited partner interests in Plains GP Holdings L.P. (the "Issuer"), an equivalent number of units representing limited liability company interests of the Issuer's general partner ("GP Units"), and an equivalent number of Class A Units representing limited partner interests in Plains AAP, L.P. ("AAP"). The Eighth Amended and Restated Limited Partnership Agreement of AAP provides that each limited partner of AAP, including KAFU, has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP together with a like number of Class B shares and GP Units, for a like number of Class A shares of the Issuer. On June 28, 2019, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 3,454 Class A Units.
  • [F2]Kayne Anderson Capital Advisors, L.P. ("KACALP") is the manager of the general partner of KAFU and may be deemed to beneficially own the Class B shares, Class A Units, and GP Units held by KAFU. The filing of this statement shall not be construed as an admission that either KAFU or KACALP are, for purposes of Section 13(d) of the Exchange Act, as amended, the beneficial owner of any security.
  • [F3]The reported transaction involves an in-kind distribution to redeeming limited partners of KAFU Holdings (QP), L.P.
  • [F4]In a simultaneous transaction, KAFU exercised the redemption right provided for in the limited partnership agreement of AAP with respect to 1,009 Class A units. As a result, such Class A units were cancelled and 1,009 Common Units of Plains All American Pipeline, L.P. were distributed by AAP to KAFU. The number of derivative securities owned reflects both the exchange transaction reported herein and the simultaneous redemption transaction.

Issuer

PLAINS GP HOLDINGS LP

CIK 0001581990

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001638385

Filing Metadata

Form type
4
Filed
Jun 30, 8:00 PM ET
Accepted
Jul 1, 5:38 PM ET
Size
11.7 KB