Home/Filings/4/0001638397-21-000003
4//SEC Filing

KAFU Holdings (QP), L.P. 4

Accession 0001638397-21-000003

CIK 0001070423other

Filed

Jan 3, 7:00 PM ET

Accepted

Jan 4, 4:39 PM ET

Size

12.9 KB

Accession

0001638397-21-000003

Insider Transaction Report

Form 4
Period: 2020-12-31
Transactions
  • Other

    Common Stock

    2020-12-3121,5660 total(indirect: See footnotes)
  • Exercise/Conversion

    Class B Shares/Class A Units/GP Units

    2020-12-3121,56615,839,726 total(indirect: See footnote)
    Exercise: $0.00Common Units (21,566 underlying)
  • Other

    Common Stock

    2020-12-31+21,56621,566 total(indirect: See footnotes)
Transactions
  • Exercise/Conversion

    Class B Shares/Class A Units/GP Units

    2020-12-3121,56615,839,726 total(indirect: See footnote)
    Exercise: $0.00Common Units (21,566 underlying)
  • Other

    Common Stock

    2020-12-31+21,56621,566 total(indirect: See footnotes)
  • Other

    Common Stock

    2020-12-3121,5660 total(indirect: See footnotes)
Footnotes (4)
  • [F1]The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner holding Class A Units will have the right, subject to certain limitations, to redeem its Class A Units for common units ("Common Units") of Plains All American Pipeline, L.P. (the "Issuer") held by AAP on a one-for-one basis, by delivering Class A Units to AAP with the associated Class B Shares in Plains GP Holdings, L.P. ("PAGP") and GP Units in PAA GP Holdings LLC (if applicable), to PAGP (the "Redemption Right"). The Redemption Right does not expire. On December 31, 2020, KAFU Holdings (QP), L.P. exercised the Redemption Right with respect to an aggregate 21,566 Class A Units.
  • [F2]KAFU Holdings (QP), L.P. ("KAFU") owns an equivalent number of Class A Units, Class B Shares and GP Units. KACALP is the managing member of the manager of KAFU and may be deemed to beneficially own the Class A Units, Class B Shares and GP Units held by KAFU.
  • [F3]The reported transactions involve an in-kind distribution to redeeming limited partners of KAFU Holdings (QP), L.P.
  • [F4]In a simultaneous transaction, KAFU exercised the exchange right provided for in the limited partnership agreement of AAP with respect to 666 Class A units. As a result, such Class A units were cancelled and 666 Class A Shares of PAGP were issued to KAFU. The number of derivative securities owned reflects both the redemption transaction reported herein and the simultaneous exchange transaction.

Issuer

PLAINS ALL AMERICAN PIPELINE LP

CIK 0001070423

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001638385

Filing Metadata

Form type
4
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 4:39 PM ET
Size
12.9 KB