Home/Filings/4/0001638599-16-000594
4//SEC Filing

NORTEK INC 4

Accession 0001638599-16-000594

CIK 0001216596operating

Filed

Feb 1, 7:00 PM ET

Accepted

Feb 2, 5:27 PM ET

Size

8.8 KB

Accession

0001638599-16-000594

Insider Transaction Report

Form 4
Period: 2016-01-29
Mueller Jeffrey Lee
Group President, RES-V
Transactions
  • Disposition to Issuer

    Common

    2016-01-292,9613,046 total
  • Award

    Employee Stock Option (right to buy)

    2016-01-29$38.99/sh+17,409$678,77717,409 total
    Exercise: $38.99Exp: 2026-01-29Common (17,409 underlying)
  • Award

    Common

    2016-01-29+3,7496,795 total
Footnotes (3)
  • [F1]Disposition to the Company of 2,961 shares of Performance-Based Restricted Stock.
  • [F2]Unvested restricted stock awarded under the 2009 Omnibus Incentive Plan for which the Reporting Person has dividend and voting rights. Any dividends held by the Company are forfeitable. Time-based restricted stock vests in one-third installments. One third vests on each anniversary date of the grant beginning on January 29, 2017.
  • [F3]Option is exercisable in three equal annual installments. One-third becomes exercisable on each anniversary of the grant date beginning on January 29, 2017.

Issuer

NORTEK INC

CIK 0001216596

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001216596

Filing Metadata

Form type
4
Filed
Feb 1, 7:00 PM ET
Accepted
Feb 2, 5:27 PM ET
Size
8.8 KB