Home/Filings/4/0001638599-16-001336
4//SEC Filing

NORTEK INC 4

Accession 0001638599-16-001336

CIK 0001216596operating

Filed

Aug 30, 8:00 PM ET

Accepted

Aug 31, 2:55 PM ET

Size

15.4 KB

Accession

0001638599-16-001336

Insider Transaction Report

Form 4
Period: 2016-08-31
Donnelly Kevin W
Sr,VP, Genrl, Counsel and Secr
Transactions
  • Disposition from Tender

    Common Stock

    2016-08-31$86.00/sh58,827$5,059,1221,612 total
  • Disposition to Issuer

    Common Stock

    2016-08-311,6120 total
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2016-08-31$13.35/sh4,804$64,1330 total
    Exercise: $72.65Exp: 2023-03-05Common (4,804 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2016-08-31$47.01/sh11,732$551,5210 total
    Exercise: $38.99Exp: 2026-01-29Common (11,732 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2016-08-31$5.16/sh5,263$27,1570 total
    Exercise: $80.84Exp: 2025-02-24Common (5,263 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2016-08-31$13.52/sh4,148$56,0810 total
    Exercise: $72.48Exp: 2024-03-05Common (4,148 underlying)
Footnotes (3)
  • [F1]Disposed of in a tender offer by Nevada Corp., a Delaware corporation ("Acquisition Sub") to acquire all of the outstanding shares of common stock of Nortek, Inc., a Delaware corporation ("Nortek") for $86.00 per share pursuant to the terms of an Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 6, 2016, by and among Melrose Industries plc, Acquisition Sub and Nortek.
  • [F2]Pursuant to the terms of the Merger Agreement, 50% of Performance-Based Restricted Stock was cancelled.
  • [F3]Pursuant to the terms of the Merger Agreement, each option that was outstanding and unexercised on the date of the Merger was automatically cancelled and converted into the right to receive a cash payment of $86 less the exercise price.

Issuer

NORTEK INC

CIK 0001216596

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001216596

Filing Metadata

Form type
4
Filed
Aug 30, 8:00 PM ET
Accepted
Aug 31, 2:55 PM ET
Size
15.4 KB