Home/Filings/4/0001638599-16-001375
4//SEC Filing

NORTEK INC 4

Accession 0001638599-16-001375

CIK 0001216596operating

Filed

Aug 31, 8:00 PM ET

Accepted

Sep 1, 12:00 PM ET

Size

11.2 KB

Accession

0001638599-16-001375

Insider Transaction Report

Form 4
Period: 2016-08-31
O'Neal Michael A.
Group President, Nortek
Transactions
  • Disposition to Issuer

    Common

    2016-08-315420 total
  • Disposition from Tender

    Common

    2016-08-31$86.00/sh7,290$626,940542 total
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2016-08-31$5.16/sh4,258$21,9710 total
    Exercise: $80.84Exp: 2026-02-24Common (4,258 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2016-08-31$47.01/sh9,216$433,2440 total
    Exercise: $38.99Exp: 2026-01-29Common (9,216 underlying)
Footnotes (3)
  • [F1]Disposed of in a tender offer by Nevada Corp., a Delaware corporation ("Acquisition Sub") to acquire all of the outstanding shares of common stock of Nortek, Inc., a Delaware corporation ("Nortek") for $86.00 per share pursuant to the terms of an Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 6, 2016, by and among Melrose Industries plc, Acquisition Sub and Nortek.
  • [F2]Pursuant to the terms of the Merger Agreement, 50% of Performance-Based Restricted Stock was cancelled.
  • [F3]Pursuant to the terms of the Merger Agreement, each option that was outstanding and unexercised immediately on the date of the Merger was automatically cancelled and converted into the right to receive a cash payment of $86.00 less the exercise price.

Issuer

NORTEK INC

CIK 0001216596

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001216596

Filing Metadata

Form type
4
Filed
Aug 31, 8:00 PM ET
Accepted
Sep 1, 12:00 PM ET
Size
11.2 KB