AYTU BIOSCIENCE, INC 4
4 · AYTU BIOSCIENCE, INC · Filed Nov 4, 2016
Insider Transaction Report
Form 4
Cantrell Gary
Director
Transactions
- Purchase
Common Stock
2016-11-02$1.50/sh+33,333$50,000→ 98,333 total - Purchase
Warrant to Purchase Common Stock
2016-11-02+33,333→ 33,333 totalExercise: $1.86From: 2017-11-02Exp: 2021-11-02→ Common Stock (33,333 underlying)
Holdings
- 3,750
Warrant to Purchase Common STock
Exercise: $6.00From: 2016-05-06Exp: 2021-05-06→ Common Stock (3,750 underlying) - 15,000
Employee Stock Option Grant
Exercise: $3.23Exp: 2026-07-12→ Common Stock (15,000 underlying)
Footnotes (3)
- [F1]The shares of stock and warrants were purchased at a purchase price per unit of $1.50.
- [F2]Of these shares, 65,000 are restricted shares that vest on July 12, 2026, subject to earlier vesting in certain situations.
- [F3]25% vests on September 30, 2016, December 31, 2016, March 31, 2017 and June 30, 2017, subject to the Grantee's continued service as a director on such dates.