4//SEC Filing
AYTU BIOSCIENCE, INC 4
Accession 0001638599-17-000230
$AYTUCIK 0001385818operating
Filed
Feb 28, 7:00 PM ET
Accepted
Mar 1, 6:43 PM ET
Size
12.0 KB
Accession
0001638599-17-000230
Insider Transaction Report
Form 4
Disbrow Jarrett
Chief Business Officer
Transactions
- Exercise/Conversion
Common Stock
2017-02-27$0.75/sh+187,500$140,625→ 601,004 total - Exercise/Conversion
Warrant to Purchase Common Stock
2017-02-27−20,834→ 0 totalExercise: $6.00From: 2016-05-06Exp: 2021-05-06→ Common Stock (20,834 underlying) - Exercise/Conversion
Warrant to Purchase Common Stock
2017-02-27−166,666→ 0 totalExercise: $1.86From: 2017-11-02Exp: 2021-11-02→ Common Stock (166,666 underlying)
Holdings
- 50,000
Employee Stock Option Grant
Exercise: $3.23Exp: 2025-11-11→ Common Stock (50,000 underlying) - 60,000
Employee Stock Option Grant
Exercise: $3.23Exp: 2026-07-07→ Common Stock (60,000 underlying)
Footnotes (3)
- [F1]Of these shares, 165,000 are restricted shares that vest on July 7, 2026, subject to earlier vesting in certain situations.
- [F2]33.3% vest on November 11, 2016, 33.3% vest on November 11, 2017 and 33.3% vest on November 11, 2018, subject to the Grantee's continued service as an employee on such dates.
- [F3]33.3% vests on the one year, two year and three year anniversary of the date of grant, subject to the Grantee's continued service as an employee on such dates.
Documents
Issuer
AYTU BIOSCIENCE, INC
CIK 0001385818
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001385818
Filing Metadata
- Form type
- 4
- Filed
- Feb 28, 7:00 PM ET
- Accepted
- Mar 1, 6:43 PM ET
- Size
- 12.0 KB