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4//SEC Filing

AYTU BIOSCIENCE, INC 4

Accession 0001638599-17-000231

$AYTUCIK 0001385818operating

View on SEC.gov Company Profile

Filed

Feb 28, 7:00 PM ET

Accepted

Mar 1, 6:47 PM ET

Size

10.5 KB

Accession

0001638599-17-000231

Insider Transaction Report

Form 4

Period: 2017-02-27

AYTU BIOSCIENCE, INCAYTU

Director

Transactions

Exercise/Conversion
Common Stock
2017-02-27$0.75/sh+37,083$27,812→ 135,416 total
Exercise/Conversion
Warrant to Purchase Common Stock
2017-02-27+33,333→ 0 total
Exercise: $1.86From: 2017-11-02Exp: 2021-11-02→ Common Stock (33,333 underlying)
Exercise/Conversion
Warrant to Purchase Common STock
2017-02-27+3,750→ 0 total
Exercise: $6.00From: 2016-05-06Exp: 2021-05-06→ Common Stock (3,750 underlying)

Holdings

Employee Stock Option Grant
Exercise: $3.23Exp: 2026-07-12→ Common Stock (15,000 underlying)
15,000

Footnotes (2)

[F1]Of these shares, 65,000 are restricted shares that vest on July 12, 2026, subject to earlier vesting in certain situations.
[F2]25% vests on September 30, 2016, December 31, 2016, March 31, 2017 and June 30, 2017, subject to the Grantee's continued service as a director on such dates.

Documents

1 file

4
doc4_4572.xmlPrimary
PRIMARY DOCUMENT

Issuer

AYTU BIOSCIENCE, INC

CIK 0001385818

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0001385818

Filing Metadata

Form type: 4
Filed: Feb 28, 7:00 PM ET
Accepted: Mar 1, 6:47 PM ET
Size: 10.5 KB

View on SEC.gov