4//SEC Filing
AYTU BIOSCIENCE, INC 4
Accession 0001638599-17-000291
$AYTUCIK 0001385818operating
Filed
Mar 16, 8:00 PM ET
Accepted
Mar 17, 4:20 PM ET
Size
15.7 KB
Accession
0001638599-17-000291
Insider Transaction Report
Form 4
Disbrow Jarrett
Chief Business Officer
Transactions
- Disposition to Issuer
Employee Stock Option Grant
2017-03-16−50,000→ 0 totalExercise: $3.23Exp: 2025-11-11→ Common Stock (50,000 underlying) - Award
Employee Stock Option Grant
2017-03-16+50,000→ 50,000 totalExercise: $0.82Exp: 2025-11-11→ Common Stock (50,000 underlying) - Award
Employee Stock Option Grant
2017-03-16+60,000→ 60,000 totalExercise: $0.82Exp: 2026-07-07→ Common Stock (60,000 underlying) - Disposition to Issuer
Employee Stock Option Grant
2017-03-16−60,000→ 0 totalExercise: $3.23Exp: 2026-07-07→ Common Stock (60,000 underlying)
Holdings
- 0
Warrant to Purchase Common Stock
Exercise: $6.00From: 2016-05-06Exp: 2021-05-06→ Common Stock (20,834 underlying) - 601,004
Common Stock
- 0
Warrant to Purchase Common Stock
Exercise: $1.86From: 2017-11-02Exp: 2021-11-02→ Common Stock (166,666 underlying)
Footnotes (4)
- [F1]Of these shares, 165,000 are restricted shares that vest on July 7, 2026, subject to earlier vesting in certain situations.
- [F2]33.3% vest on November 11, 2016, 33.3% vest on November 11, 2017 and 33.3% vest on November 11, 2018, subject to the Grantee's continued service as an employee on such dates.
- [F3]33.3% vests on the one year, two year and three year anniversary of the date of grant, subject to the Grantee's continued service as an employee on such dates.
- [F4]These four transactions involved an amendment of the exercise price of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option.
Documents
Issuer
AYTU BIOSCIENCE, INC
CIK 0001385818
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001385818
Filing Metadata
- Form type
- 4
- Filed
- Mar 16, 8:00 PM ET
- Accepted
- Mar 17, 4:20 PM ET
- Size
- 15.7 KB