AYTU BIOSCIENCE, INC 4
4 · AYTU BIOSCIENCE, INC · Filed Mar 17, 2017
Insider Transaction Report
Form 4
MACALUSO MICHAEL
Director
Transactions
- Disposition to Issuer
Stock Option Grant
2017-03-16−22,500→ 0 totalExercise: $3.23Exp: 2026-07-07→ Common Stock (22,500 underlying) - Disposition to Issuer
Stock Option Grant
2017-03-16−8,334→ 0 totalExercise: $3.23From: 2016-04-11Exp: 2026-04-10→ Common Stock (8,334 underlying) - Award
Stock Option Grant
2017-03-16+8,334→ 8,334 totalExercise: $0.82From: 2016-04-11Exp: 2026-04-11→ Common Stock (8,334 underlying) - Award
Stock Option Grant
2017-03-16+22,500→ 22,500 totalExercise: $0.82Exp: 2026-07-07→ Common Stock (22,500 underlying) - Award
Stock Option Grant
2017-03-16+10,417→ 10,417 totalExercise: $0.82From: 2015-11-11Exp: 2025-11-11→ Common Stock (10,417 underlying) - Disposition to Issuer
Stock Option Grant
2017-03-16−10,417→ 0 totalExercise: $3.23From: 2015-11-11Exp: 2025-11-11→ Common Stock (10,417 underlying)
Holdings
- 0
Stock Option Grant
Exercise: $18.12From: 2015-11-11Exp: 2025-11-11→ Common Stock (10,417 underlying) - 10,417
Stock Option Grant
Exercise: $18.12From: 2015-11-11Exp: 2025-11-11→ Common Stock (10,417 underlying) - 94,780
Common Stock
- 0
Stock Option Grant
Exercise: $6.72From: 2016-04-11Exp: 2026-04-10→ Common Stock (8,334 underlying) - 8,334
Stock Option Grant
Exercise: $6.72From: 2016-04-11Exp: 2026-04-10→ Common Stock (8,334 underlying)
Footnotes (4)
- [F1]These are restricted shares that vest on July 7, 2026, subject to earlier vesting in certain situations.
- [F2]The number of shares has been decreased and the exercise price has been increased to reflect the twelve-for-one stock split effected on June 30, 2016.
- [F3]These six transactions involved an amendment of the exercise price of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. These options are 100% vested.
- [F4]25% vests on September 30, 2016, December 31, 2016, March 31, 2017 and June 30, 2017, subject to the Grantee's continued service as an employee on such dates.