4//SEC Filing
Harvey Jimmie 4
Accession 0001638599-17-000719
CIK 0001429260other
Filed
Jul 20, 8:00 PM ET
Accepted
Jul 21, 4:08 PM ET
Size
14.5 KB
Accession
0001638599-17-000719
Insider Transaction Report
Form 4
Harvey Jimmie
Director
Transactions
- Award
Deferred Restricted Stock Units
2017-03-10+16,666→ 49,998 totalExercise: $0.00→ Common Stock (16,666 underlying) - Award
Deferred Restricted Stock Units
2017-03-10+16,666→ 49,998 totalExercise: $0.00→ Common Stock (16,666 underlying)
Holdings
- 30,000
Options to purchase Common Stock
Exercise: $2.10Exp: 2023-12-19→ Common Stock (30,000 underlying) - 50,000
Common Stock, par value $0.001
- 25,000
Options to purchase Common Stock
Exercise: $1.37Exp: 2020-10-05→ Common Stock (25,000 underlying) - 15,000
Options to purchase Common Stock
Exercise: $7.42Exp: 2023-02-07→ Common Stock (15,000 underlying) - 15,000
Options to purchase Common Stock
Exercise: $6.25Exp: 2022-02-10→ Common Stock (15,000 underlying)
Footnotes (7)
- [F1]The Reporting Person was granted restricted stock units ("RSUs") for service as a director in 2015, vesting one-third annually beginning on March 12, 2016. The Reporting Person deferred receipt of all the common stock upon the vesting of the RSUs under the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Each deferred RSU that has vested will be settled in one share of the Issuer's common stock at the time and in the manner set forth in the Plan.
- [F2]Upon the vesting of RSUs, the Reporting Person deferred the receipt of 16,666 shares of common stock and received instead 16,666 shares of deferred RSUs.
- [F3]The Reporting Person was granted RSUs for service on the Strategic Transaction Committee in 2015, vesting one-third annually beginning on March 12, 2016. The Reporting Person deferred receipt of all the common stock upon the vesting of the RSUs under the Plan. Each deferred RSU that has vested will be settled in one share of the Issuer's common stock at the time and in the manner set forth in the Plan.
- [F4]One-third of the shares vested on each of October 5, 2011, 2012 and 2013.
- [F5]One-third of the shares vested on each of February 10, 2013, 2014 and 2015.
- [F6]One-third of the shares vested on each of February 7, 2014, 2015 and 2016.
- [F7]One-third of the shares vested on each of December 19, 2014, 2015 and 2016.
Documents
Issuer
Fortress Biotech, Inc.
CIK 0001429260
Entity typeother
Related Parties
1- filerCIK 0001529687
Filing Metadata
- Form type
- 4
- Filed
- Jul 20, 8:00 PM ET
- Accepted
- Jul 21, 4:08 PM ET
- Size
- 14.5 KB