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4//SEC Filing

Disbrow Jarrett 4

Accession 0001638599-17-000786

CIK 0001385818other
View on SEC.govCompany Profile

Filed

Aug 21, 8:00 PM ET

Accepted

Aug 22, 7:58 PM ET

Size

18.7 KB

Accession

0001638599-17-000786

Insider Transaction Report

Form 4
Period: 2017-08-15
AYTU BIOSCIENCE, INCAYTU
Disbrow Jarrett
Chief Business Officer
Transactions
  • Award

    Employee Stock Option Grant

    2017-03-16+60,000→ 60,000 total
    Exercise: $0.82Exp: 2026-07-07→ Common Stock (60,000 underlying)
  • Award

    Common Stock

    2017-08-15$0.15/sh+1,666,667$250,000→ 2,267,671 total
  • Award

    Warrant to Purchase Common Stock

    2017-08-15$0.18/sh+2,500,000$450,000→ 0 total
    Exercise: $0.18From: 2017-08-15Exp: 2022-08-15→ Common Stock (2,500,000 underlying)
  • Disposition to Issuer

    Employee Stock Option Grant

    2017-03-16−60,000→ 0 total
    Exercise: $3.23Exp: 2026-07-07→ Common Stock (60,000 underlying)
  • Disposition to Issuer

    Employee Stock Option Grant

    2017-03-16−50,000→ 0 total
    Exercise: $3.23Exp: 2025-11-11→ Common Stock (50,000 underlying)
  • Award

    Employee Stock Option Grant

    2017-03-16+50,000→ 50,000 total
    Exercise: $0.82Exp: 2025-11-11→ Common Stock (50,000 underlying)
Holdings

  • Warrant to Purchase Common Stock

    Exercise: $1.86From: 2017-11-02Exp: 2021-11-02→ Common Stock (166,666 underlying)
    0

  • Warrant to Purchase Common Stock

    Exercise: $6.00From: 2016-05-06Exp: 2021-05-06→ Common Stock (20,834 underlying)
    0
Footnotes (4)
  • [F1]Of these shares, 165,000 are restricted shares that vest on July 7, 2026, subject to earlier vesting in certain situations.
  • [F2]33.3% vest on November 11, 2016, 33.3% vest on November 11, 2017 and 33.3% vest on November 11, 2018, subject to the Grantee's continued service as an employee on such dates.
  • [F3]33.3% vests on the one year, two year and three year anniversary of the date of grant, subject to the Grantee's continued service as an employee on such dates.
  • [F4]These four transactions involved an amendment of the exercise price of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option.

Documents

1 file

Issuer

AYTU BIOSCIENCE, INC

CIK 0001385818

→
Entity typeother

Related Parties

1
  • filerCIK 0001640724

Filing Metadata

Form type
4
Filed
Aug 21, 8:00 PM ET
Accepted
Aug 22, 7:58 PM ET
Size
18.7 KB
View on SEC.gov