Home/Filings/4/0001638599-17-000873
4//SEC Filing

Gutierrez Fuentes Luis Gerardo 4

Accession 0001638599-17-000873

CIK 0001065087other

Filed

Sep 4, 8:00 PM ET

Accepted

Sep 5, 4:27 PM ET

Size

12.4 KB

Accession

0001638599-17-000873

Insider Transaction Report

Form 4
Period: 2017-08-31
Transactions
  • Disposition to Issuer

    Common Stock

    2017-08-31$21.75/sh2,200,000$47,850,0000 total(indirect: See Footnote)
  • Disposition to Issuer

    Common Stock

    2017-08-31$21.75/sh6,656$144,7680 total
  • Disposition to Issuer

    Option to Purchase Common Stock

    2017-08-31$3.34/sh9,358$31,2560 total
    Exercise: $18.41Exp: 2027-02-08Common Stock (9,358 underlying)
  • Disposition to Issuer

    Option to Purchase Common Stock

    2017-08-31$5.98/sh6,540$39,1090 total
    Exercise: $15.77Exp: 2026-02-04Common Stock (6,540 underlying)
Footnotes (3)
  • [F1]Disposed of pursuant to the Agreement and Plan of Merger, dated as of June 5, 2017, by and among Albany Molecular Research, Inc. ("AMRI"), UIC Parent Corporation ("UIC Parent"), and UIC Merger Sub, Inc. ("UIC Sub") (the "Merger Agreement"). The Merger Agreement provides that each share of AMRI common stock and each outstanding restricted stock unit automatically be canceled and converted into the right to receive $21.75 in cash, without interest and less any applicable withholding taxes (the "Merger Consideration").
  • [F2]By 3-Gutinver, S.L., a company organized and existing under the laws of Spain. The Reporting Person was the Sole Administrator of 3-Gutinver, S.L. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed and admission that the Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
  • [F3]Immediately prior to the effective time of the Merger, each AMRI stock option, whether or not vested and exercisable, that is outstanding and unexercised immediately prior to the effective time, was automatically canceled and converted into the right to receive an amount in cash (less any applicable tax withholdings) equal to the product obtained by multiplying (1) the excess, if any, of the Merger Consideration over the per share exercise price of such AMRI stock option, by (2) the aggregate number of shares of AMRI common stock that were issuable upon exercise or settlement of such AMRI stock option immediately prior to the effective time.

Issuer

ALBANY MOLECULAR RESEARCH INC

CIK 0001065087

Entity typeother

Related Parties

1
  • filerCIK 0001647975

Filing Metadata

Form type
4
Filed
Sep 4, 8:00 PM ET
Accepted
Sep 5, 4:27 PM ET
Size
12.4 KB