TSENGAS STEVEN 4

Accession 0001638599-17-001286

CIK 0001094139other

View on SEC.gov Company Profile

Filed

Dec 26, 7:00 PM ET

Accepted

Dec 27, 5:45 PM ET

Size

34.9 KB

Accession

0001638599-17-001286

Insider Transaction Report

Form 4

Period: 2017-12-26

OURPETS COOPCO

TSENGAS STEVEN

DirectorChairman, President & CEO10% Owner

Transactions

Gift
Common Stock
2017-12-26$1.46/sh−50,000$73,000→ 3,764,246 total

Holdings

Common Stock
3,473,655
Common Stock
(indirect: By Partnership)
45,612
Common Stock
3,814,246
Common Stock
3,062,885
Common Stock
(indirect: By Partnership)
44,104
Common Stock
2,987,885
Common Stock
3,192,430
Common Stock
3,549,798
Common Stock
3,573,655
Common Stock
3,479,155
Common Stock
3,483,655
Common Stock
3,433,655
Common Stock
(indirect: By Partnership)
72,001
Warrant
(indirect: By Partnership)
Exercise: $0.49From: 2008-06-20Exp: 2013-06-20→ Common (0 underlying)
0
Warrant
(indirect: By Partnership)
Exercise: $0.49From: 2008-06-20Exp: 2013-06-20→ Common (0 underlying)
0
Option
Exercise: $0.35From: 2006-04-28Exp: 2014-04-28→ Common (0 underlying)
0
Warrant
Exercise: $0.44From: 2009-09-17Exp: 2014-09-17→ Common (0 underlying)
0
Common Stock
(indirect: Custodian UGM)
100,000
Common Stock
(indirect: By Partnership)
30,065
Common Stock
3,287,885
Common Stock
3,373,655
Common Stock
(indirect: By Partnership)
124,001
Warrant
Exercise: $0.68From: 2006-08-02Exp: 2013-08-02→ Common (0 underlying)
0
Preferred Stock
(indirect: By Partnership)
Exercise: $0.70From: 2010-01-28→ Common (52,000 underlying)
0
Warrant
Exercise: $0.80From: 2010-06-28Exp: 2015-06-28→ Common (0 underlying)
0
Warrant
Exercise: $0.84From: 2010-07-16Exp: 2015-07-16→ Common (0 underlying)
0
Warrant
(indirect: By Partnership)
Exercise: $0.49From: 2012-11-08Exp: 2017-11-08→ Common (26,389 underlying)
0
Warrant
Exercise: $0.41From: 2012-12-07Exp: 2017-12-07→ Common (380,591 underlying)
0
Option
Exercise: $0.29From: 2006-10-01Exp: 2014-10-01→ Common (0 underlying)
0
Common Stock
(indirect: By Spouse)
772,712
Warrant
Exercise: $0.97From: 2010-10-18Exp: 2015-10-18→ Common (0 underlying)
0
Option
Exercise: $0.49From: 2008-06-20Exp: 2013-06-20→ Common (0 underlying)
0
Warrant
Exercise: $0.54From: 2013-10-10Exp: 2018-10-10→ Common (127,323 underlying)
127,323

Footnotes (8)

[F1]Conversion of Preferred Stock into Common Stock has no expiration date.
[F2]Mr. Tsengas does not have a pecuniary interest in and is not a beneficial owner of the shares held by the Tsengas Foundation, an Ohio non-profit corporation, which is a tax-exempt, charitable foundation. The shares held by the foundation have been excluded from the amount of securities.
[F3]Shares were acquired through cashless exercise of options originally granted April 28, 2004
[F4]Shares were acquired through cashless exercise of warrants originally granted September 17,2009
[F5]Shares were acquired through issuance of options originally granted October 1, 2004
[F6]Shares were acquired through purchase of warrants granted on December 7, 2012.
[F7]Shares were acquired through purchase of warrants granted on November 8, 2012.
[F8]Shares were converted to 10 shares Common stock for every 1 share Preferred Stock which was originally purchased on January 28, 2010.

Documents

1 file

4
doc4_5152.xmlPrimary
PRIMARY DOCUMENT

Issuer

OURPETS CO

CIK 0001094139

→

Entity typeother

Related Parties

filerCIK 0001138571

Filing Metadata

Form type: 4
Filed: Dec 26, 7:00 PM ET
Accepted: Dec 27, 5:45 PM ET
Size: 34.9 KB

View on SEC.gov