4//SEC Filing
Ono Richard Dana 4
Accession 0001638599-18-000026
CIK 0001535955other
Filed
Jan 1, 7:00 PM ET
Accepted
Jan 2, 6:15 PM ET
Size
9.0 KB
Accession
0001638599-18-000026
Insider Transaction Report
Form 4
Lipocine Inc.LPCN
Ono Richard Dana
Director
Transactions
- Exercise/Conversion
Common Stock
2017-12-29+1,750→ 5,750 total - Exercise/Conversion
Restricted Stock Unit
2017-12-29−1,750→ 5,250 totalExercise: $0.00From: 2017-12-29Exp: 2027-01-25→ Common stock (1,750 underlying) - Sale
Common stock
2017-12-29$3.47/sh−875$3,033→ 4,875 total
Footnotes (4)
- [F1]Represents shares of Lipocine Inc. common stock ("LPCN Common Stock") acquired upon the vesting of restricted stock units (see footnote 4).
- [F2]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- [F3]Represents the weighted average price of shares sold at a price that ranged from $3.43-$3.54.
- [F4]Subject to vesting whereby 1/4 of the shares subject to the award will vest on December 29, 2017 and the remaining 3/4 of the shares subject to the award will vest on the receipt by the Company of FDA approval of LPCN 1021.
Documents
Issuer
Lipocine Inc.
CIK 0001535955
Entity typeother
Related Parties
1- filerCIK 0001595989
Filing Metadata
- Form type
- 4
- Filed
- Jan 1, 7:00 PM ET
- Accepted
- Jan 2, 6:15 PM ET
- Size
- 9.0 KB