TSENGAS KONSTANTINE S 4

4 · OURPETS CO · Filed Mar 26, 2018

Form 4

Period: 2017-11-16

VP-Operations & Secretary10% Owner

Transactions

Purchase
Common Stock
2017-11-16$1.34/sh+3,211$4,303→ 38,097 total(indirect: By Partnership)
Purchase
Common Stock
2017-11-16$1.32/sh+389$513→ 34,886 total(indirect: By Partnership)

Holdings

Common Stock
(indirect: By Partnership)
6,840
Common Stock
847,903
Common Stock
(indirect: By Partnership)
16,497
Common Stock
(indirect: By Partnership)
34,497
Warrant
Exercise: $0.97From: 1999-12-14Exp: 2005-12-14→ Common (5,155 underlying)
5,155
Common Stock
997,903
Common Stock
949,570
Warrant
(indirect: By Partnership)
Exercise: $0.97From: 1999-12-14Exp: 2005-12-14→ Common (37,113 underlying)
37,113
Option
Exercise: $0.29From: 2006-10-01Exp: 2014-10-01→ Common (150,000 underlying)
0
Warrant
(indirect: By Partnership)
Exercise: $0.49From: 2012-11-08Exp: 2017-11-08→ Common (9,135 underlying)
0
Common Stock
(indirect: By Children)
74,409
Common Stock
922,903
Common Stock
(indirect: By Partnership)
7,362
Option
Exercise: $0.38From: 2001-12-04Exp: 2004-12-04→ Common (150,000 underlying)
150,000
Warrant
(indirect: By Children)
Exercise: $0.97From: 1999-12-14Exp: 2005-12-14→ Common (10,309 underlying)
10,309

Footnotes (4)

[F1]Shares were acquired through cashless exercise of options originally granted October 1, 2004
[F2]Shares were acquired through exercise of warrants granted to Partnership on November 8, 2012 b
[F3]Shares were acquired through conversion of Preferred Stock originally purchased by Partnership on January 28, 2010. Conversion rate was 10 Common shares for every 1 Preferred Share.
[F4]Shares were acquired by SENK Properties of which Konstantine Tsengas owns 18%.

Documents

1 file