Home/Filings/4/0001638599-18-000613
4//SEC Filing

TSENGAS KONSTANTINE S 4

Accession 0001638599-18-000613

CIK 0001094139other

Filed

Jun 7, 8:00 PM ET

Accepted

Jun 8, 11:41 AM ET

Size

23.6 KB

Accession

0001638599-18-000613

Insider Transaction Report

Form 4
Period: 2018-06-06
TSENGAS KONSTANTINE S
VP-Operations & Secretary10% Owner
Transactions
  • Award

    Option

    2018-06-06+50,00050,000 total
    Exercise: $0.79From: 2020-06-06Exp: 2023-06-06Common (50,000 underlying)
Holdings
  • Common Stock

    (indirect: By Partnership)
    42,957
  • Common Stock

    (indirect: By Children)
    74,409
  • Common Stock

    (indirect: By Partnership)
    6,840
  • Common Stock

    949,570
  • Common Stock

    (indirect: By Partnership)
    34,497
  • Common Stock

    (indirect: By Partnership)
    7,362
  • Common Stock

    (indirect: By Partnership)
    34,886
  • Common Stock

    (indirect: By Partnership)
    38,097
  • Common Stock

    (indirect: By Partnership)
    38,199
  • Common Stock

    (indirect: By Partnership)
    38,379
  • Common Stock

    (indirect: By Partnership)
    39,279
  • Option

    Exercise: $0.38From: 2001-12-04Exp: 2004-12-04Common (150,000 underlying)
    150,000
  • Warrant

    (indirect: By Partnership)
    Exercise: $0.97From: 1999-12-14Exp: 2005-12-14Common (37,113 underlying)
    37,113
  • Option

    Exercise: $0.29From: 2006-10-01Exp: 2014-10-01Common (150,000 underlying)
    0
  • Common Stock

    (indirect: By Partnership)
    16,497
  • Common Stock

    997,903
  • Common Stock

    922,903
  • Common Stock

    847,903
  • Warrant

    Exercise: $0.97From: 1999-12-14Exp: 2005-12-14Common (5,155 underlying)
    5,155
  • Warrant

    (indirect: By Children)
    Exercise: $0.97From: 1999-12-14Exp: 2005-12-14Common (10,309 underlying)
    10,309
  • Warrant

    (indirect: By Partnership)
    Exercise: $0.49From: 2012-11-08Exp: 2017-11-08Common (9,135 underlying)
    0
Footnotes (5)
  • [F1]Shares were acquired through cashless exercise of options originally granted October 1, 2004
  • [F2]Shares were acquired through exercise of warrants granted to Partnership on November 8, 2012 b
  • [F3]Shares were acquired through conversion of Preferred Stock originally purchased by Partnership on January 28, 2010. Conversion rate was 10 Common shares for every 1 Preferred Share.
  • [F4]Shares were acquired by SENK Properties of which Konstantine Tsengas owns 18%.
  • [F5]Options vest 1/3 on each of the 2nd, 3rd and 4th anniversaries of grant date.

Issuer

OURPETS CO

CIK 0001094139

Entity typeother

Related Parties

1
  • filerCIK 0001138574

Filing Metadata

Form type
4
Filed
Jun 7, 8:00 PM ET
Accepted
Jun 8, 11:41 AM ET
Size
23.6 KB