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Home/Filings/4/0001638599-18-000617

4//SEC Filing

Spirk John W 4

Accession 0001638599-18-000617

CIK 0001094139other

View on SEC.gov Company Profile

Filed

Jun 7, 8:00 PM ET

Accepted

Jun 8, 2:29 PM ET

Size

29.3 KB

Accession

0001638599-18-000617

Insider Transaction Report

Form 4

Period: 2018-06-06

Director

Transactions

Tax Payment
Common Stock
2018-06-06$0.61/sh−5,405$3,297→ 60,851 total
Exercise/Conversion
Common Stock
2018-06-06$0.61/sh+7,000$4,270→ 66,256 total
Award
Option
2018-06-06+12,000→ 12,000 total
Exercise: $0.79From: 2018-06-06Exp: 2023-06-06→ Common (12,000 underlying)

Holdings

Common Stock
59,579
Common Stock
(indirect: By Partnership)
92,875
Common Stock
(indirect: By Partnership)
57,155
Preferred Stock
(indirect: By Partnership)
Exercise: $0.70From: 2010-01-28→ Common (35,720 underlying)
0
Option
Exercise: $0.61From: 2013-06-10Exp: 2018-06-10→ Common (0 underlying)
0
Option
Exercise: $1.09From: 2014-06-02Exp: 2019-06-02→ Common (7,000 underlying)
7,000
Option
Exercise: $1.59From: 2017-06-05Exp: 2022-06-05→ Common (7,000 underlying)
7,000
Option
Exercise: $0.75From: 2012-05-21Exp: 2015-05-21→ Common (7,000 underlying)
0
Warrant
(indirect: By Partnership)
Exercise: $0.50From: 2012-11-08Exp: 2017-11-08→ Common (16,650 underlying)
16,650
Option
Exercise: $0.45From: 2008-06-20Exp: 2013-06-20→ Common (7,000 underlying)
0
Common Stock
59,256
Option
Exercise: $0.79From: 2013-05-27Exp: 2016-05-27→ Common (7,000 underlying)
0
Option
Exercise: $0.27From: 2011-05-15Exp: 2014-05-15→ Common (7,000 underlying)
0
Option
Exercise: $0.70From: 2015-05-27Exp: 2020-05-27→ Common (7,000 underlying)
7,000
Option
Exercise: $0.95From: 2016-06-01Exp: 2021-06-01→ Common (7,000 underlying)
7,000
Common Stock
0
Common Stock
54,157
Common Stock
61,157
Warrant
(indirect: By Partnership)
Exercise: $0.50From: 2008-06-20Exp: 2013-06-20→ Common (31,909 underlying)
0
Option
Exercise: $0.44From: 2014-05-24Exp: 2017-05-25→ Common (7,000 underlying)
0

Footnotes (7)

[F1]Options vest 1/3 on each of the 2nd, 3rd and 4th anniversaries of grant date.
[F2]Conversion of Preferred Stock into Common Stock has no expiration date
[F3]Stock was acquired via cashless exercise of options granted on 5-27-11
[F4]Options are immediately exercisable as of grant date
[F5]Stock was acquired via cashless exercise of options granted on 5-25-12
[F6]Shares were acquired via cashless exercise of options granted on 6-10-13.
[F7]Shares were disposed of via cashless exercise of options granted on 6-10-13

Documents

1 file

4
doc4_5458.xmlPrimary
PRIMARY DOCUMENT

Issuer

OURPETS CO

CIK 0001094139

Entity typeother

Related Parties

1

filerCIK 0001383412

Filing Metadata

Form type: 4
Filed: Jun 7, 8:00 PM ET
Accepted: Jun 8, 2:29 PM ET
Size: 29.3 KB

View on SEC.gov