Mendes Scott R 4

4 · OURPETS CO · Filed Oct 25, 2018

Form 4

Period: 2018-10-24

Controller and CFO

Transactions

Holdings

Common
37,802
Common
65,353
Option
Exercise: $0.22From: 2011-02-18Exp: 2014-02-18→ Common (100,000 underlying)
0
Common
50,000
Common
87,802
Option
Exercise: $0.79From: 2013-05-27Exp: 2016-05-27→ Common (25,000 underlying)
0
Option
Exercise: $0.44From: 2014-05-25Exp: 2017-05-25→ Common (50,000 underlying)
0
Option
Exercise: $0.60From: 2015-10-25Exp: 2018-10-25→ Common (50,000 underlying)
0

Footnotes (6)

[F1]Options vest 1/3 on each of the 2nd, 3rd and 4th anniversaries of grant date.
[F2]25,000 options expired on March 31, 2010 by virtue of the Company not achieving net operating income of at least 7.5% of net sales for the year ended 12-31-2009 and 25,000 options expired on March 31, 2011 by virtue of the Company not achieving net operating income as a % of net sales of at least 9.0% for the year ended 12-31-2010.
[F3]These 25,000 options expired on March 31, 2012 by virtue of the Company not achieving net operating income as a % of net sales of at least 9.0% for year ended 12-31-2011.
[F4]Shares were acquired through cashless exercise of options originally granted May 25, 2012
[F5]Shares were disposed of via cashless exercise of options originally granted May 25, 2012
[F6]Shares were acquired through purchase exercise of stock options granted on October 25, 2013.

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