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4//SEC Filing

TSENGAS STEVEN 4

Accession 0001638599-18-001348

CIK 0001094139other
View on SEC.govCompany Profile

Filed

Dec 30, 7:00 PM ET

Accepted

Dec 31, 3:18 PM ET

Size

44.4 KB

Accession

0001638599-18-001348

Insider Transaction Report

Form 4
Period: 2018-12-31
OURPETS COOPCO
TSENGAS STEVEN
DirectorChairman, President & CEO10% Owner
Transactions
  • Other

    Option

    2018-12-31$0.87/sh−110,000$95,700→ 0 total
    Exercise: $0.87From: 2020-06-06Exp: 2023-06-06→ Common (110,000 underlying)
  • Exercise/Conversion

    Common Stock

    2018-10-08$0.54/sh+127,724$68,971→ 3,878,983 total
Holdings

  • Common Stock

    (indirect: Custodian UGM)
    100,000

  • Common Stock

    2,987,885

  • Common Stock

    3,373,655

  • Common Stock

    3,473,655

  • Common Stock

    3,483,655

  • Common Stock

    3,433,655

  • Common Stock

    3,814,246

  • Common Stock

    3,764,246

  • Commonn Stock

    3,734,246

  • Common Stock

    (indirect: By Partnership)
    134,404

  • Common Stock

    (indirect: By Partnership)
    135,215

  • Common Stock

    (indirect: By Partnership)
    148,441

  • Warrant

    Exercise: $0.80From: 2010-06-28Exp: 2015-06-28→ Common (0 underlying)
    0

  • Common Stock

    (indirect: By Spouse)
    772,712

  • Common Stock

    (indirect: By Partnership)
    44,104

  • Common Stock

    (indirect: By Partnership)
    72,001

  • Common Stock

    (indirect: By Partnership)
    124,001

  • Common Stock

    (indirect: By Partnership)
    125,125

  • Common Stock

    (indirect: By Partnership)
    137,815

  • Common Stock

    3,744,246

  • Warrant

    Exercise: $0.84From: 2010-07-16Exp: 2015-07-16→ Common (0 underlying)
    0

  • Warrant

    Exercise: $0.54From: 2013-10-10Exp: 2018-10-10→ Common (0 underlying)
    0

  • Option

    Exercise: $0.35From: 2006-04-28Exp: 2014-04-28→ Common (0 underlying)
    0

  • Warrant

    Exercise: $0.44From: 2009-09-17Exp: 2014-09-17→ Common (0 underlying)
    0

  • Warrant

    Exercise: $0.97From: 2010-10-18Exp: 2015-10-18→ Common (0 underlying)
    0

  • Warrant

    Exercise: $0.41From: 2012-12-07Exp: 2017-12-07→ Common (380,591 underlying)
    0

  • Warrant

    (indirect: By Partnership)
    Exercise: $0.49From: 2008-06-20Exp: 2013-06-20→ Common (0 underlying)
    0

  • Common Stock

    3,287,885

  • Common Stock

    3,192,430

  • Common Stock

    3,549,798

  • Common Stock

    3,573,655

  • Common Stock

    3,479,155

  • Common Stock

    (indirect: By Partnership)
    45,612

  • Common Stock

    (indirect: By Partnership)
    134,695

  • Warrant

    (indirect: By Partnership)
    Exercise: $0.49From: 2012-11-08Exp: 2017-11-08→ Common (26,389 underlying)
    0

  • Option

    Exercise: $0.49From: 2008-06-20Exp: 2013-06-20→ Common (0 underlying)
    0

  • Warrant

    (indirect: By Partnership)
    Exercise: $0.49From: 2008-06-20Exp: 2013-06-20→ Common (0 underlying)
    0

  • Option

    Exercise: $0.29From: 2006-10-01Exp: 2014-10-01→ Common (0 underlying)
    0

  • Common Stock

    3,062,885

  • Common Stock

    (indirect: By Partnership)
    30,065

  • Common Stock

    3,751,259

  • Warrant

    Exercise: $0.68From: 2006-08-02Exp: 2013-08-02→ Common (0 underlying)
    0

  • Preferred Stock

    (indirect: By Partnership)
    Exercise: $0.70From: 2010-01-28→ Common (52,000 underlying)
    0
Footnotes (13)
  • [F1]Conversion of Preferred Stock into Common Stock has no expiration date.
  • [F10]Shares where purchased through SENK Properties which is 52% owned by Steven Tsengas.
  • [F11]Options vest 1/3 on each of the 2nd, 3rd and 4th anniversaries of grant date.
  • [F12]Shares were acquired through exercise of warrants granted 10-10-2013
  • [F13]Voluntary Cancellation
  • [F2]Mr. Tsengas does not have a pecuniary interest in and is not a beneficial owner of the shares held by the Tsengas Foundation, an Ohio non-profit corporation, which is a tax-exempt, charitable foundation. The shares held by the foundation have been excluded from the amount of securities.
  • [F3]Shares were acquired through cashless exercise of options originally granted April 28, 2004
  • [F4]Shares were acquired through cashless exercise of warrants originally granted September 17,2009
  • [F5]Shares were acquired through issuance of options originally granted October 1, 2004
  • [F6]Shares were acquired through purchase of warrants granted on December 7, 2012.
  • [F7]Shares were acquired through purchase of warrants granted on November 8, 2012.
  • [F8]Shares were converted to 10 shares Common stock for every 1 share Preferred Stock which was originally purchased on January 28, 2010.
  • [F9]Shares were gifted to grandchildren.

Documents

1 file

Issuer

OURPETS CO

CIK 0001094139

→
Entity typeother

Related Parties

1
  • filerCIK 0001138571

Filing Metadata

Form type
4
Filed
Dec 30, 7:00 PM ET
Accepted
Dec 31, 3:18 PM ET
Size
44.4 KB
View on SEC.gov