4//SEC Filing
TSENGAS KONSTANTINE S 4
Accession 0001638599-19-000359
CIK 0001094139other
Filed
Mar 14, 8:00 PM ET
Accepted
Mar 15, 3:46 PM ET
Size
18.7 KB
Accession
0001638599-19-000359
Insider Transaction Report
Form 4
OURPETS COOPCO
TSENGAS KONSTANTINE S
VP-Operations & Secretary10% Owner
Transactions
- Disposition to Issuer
Common Stock
2019-03-14$1.00/sh−74,409$74,409→ 0 total(indirect: By Children) - Disposition to Issuer
Common Stock
2019-03-14$1.00/sh−945,570$945,570→ 0 total - Disposition to Issuer
Common Stock
2019-03-14$1.00/sh−42,957$42,957→ 0 total(indirect: By Partnership) - Award
Option
2018-06-06−50,000→ 0 totalExercise: $0.79From: 2020-06-06Exp: 2023-06-06→ Common (50,000 underlying)
Holdings
- 0
Option
Exercise: $0.38From: 2001-12-04Exp: 2004-12-04→ Common (150,000 underlying) - 0
Warrant
Exercise: $0.97From: 1999-12-14Exp: 2005-12-14→ Common (5,155 underlying) - 0(indirect: By Partnership)
Warrant
Exercise: $0.97From: 1999-12-14Exp: 2005-12-14→ Common (37,113 underlying) - 0(indirect: By Children)
Warrant
Exercise: $0.97From: 1999-12-14Exp: 2005-12-14→ Common (10,309 underlying) - 0
Option
Exercise: $0.29From: 2006-10-01Exp: 2014-10-01→ Common (150,000 underlying) - 0(indirect: By Partnership)
Warrant
Exercise: $0.49From: 2012-11-08Exp: 2017-11-08→ Common (9,135 underlying)
Footnotes (5)
- [F1]Shares were acquired through cashless exercise of options originally granted October 1, 2004
- [F2]Shares were acquired by SENK Properties of which Konstantine Tsengas owns 18%.
- [F3]Options vest 1/3 on each of the 2nd, 3rd and 4th anniversaries of grant date.
- [F4]Voluntary Cancellation
- [F5]Pursuant to an Agreement and Plan of Merger dated as of December 18, 2018 (the "Merger Agreement:), by and among OurPet's Company ("Issuer"), Paws Merger Parent, LLC ("Parent") and Paws Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the issuer and the Issuer continued as the surviving corporation and a wholly-owned subsidiary of Parent, effective March 14, 2019 (the "Merger"). Pursuant to the terms of the Merger Agreement, at the effective time of the Merger, each outstanding share of the Issuer's common stock (other than certain excluded shares) was cancelled and automatically converted into the right to receive $1.00 in cash without interest.
Documents
Issuer
OURPETS CO
CIK 0001094139
Entity typeother
Related Parties
1- filerCIK 0001138574
Filing Metadata
- Form type
- 4
- Filed
- Mar 14, 8:00 PM ET
- Accepted
- Mar 15, 3:46 PM ET
- Size
- 18.7 KB