ESHELMAN FREDRIC N 4

4 · EYENOVIA, INC. · Filed Aug 20, 2019

Form 4

Period: 2019-08-16

Director10% Owner

Transactions

Award
Common Stock, par value $.0001
2019-08-16+8,038→ 1,285,499 total
Award
Stock Option (right to buy)
2019-08-16+9,057→ 9,057 total
Exercise: $3.11Exp: 2029-08-16→ Common Stock (9,057 underlying)

Holdings

Stock Option (right to buy)
Exercise: $1.24From: 2015-03-23Exp: 2025-03-23→ Common Stock (40,000 underlying)
40,000
Common Stock, par value $.0001
(indirect: By LLC)
319,085
Stock Option (right to buy)
Exercise: $1.95Exp: 2027-07-07→ Common Stock (33,334 underlying)
33,334
Stock Option (right to buy)
Exercise: $6.20Exp: 2028-07-24→ Common Stock (4,465 underlying)
4,655

Footnotes (4)

[F1]Represents restricted stock units that vest on the earlier of August 16, 2020 or the date of the Issuer's 2020 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.
[F2]The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
[F3]The option becomes exercisable on the earlier of August 16, 2020 or the date of the Issuer's 2020 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.
[F4]The option is fully vested.

Documents

1 file