4//SEC Filing
Ianchulev Tsontcho 4
Accession 0001638599-20-000656
CIK 0001682639other
Filed
Jul 1, 8:00 PM ET
Accepted
Jul 2, 6:09 PM ET
Size
17.6 KB
Accession
0001638599-20-000656
Insider Transaction Report
Form 4
EYENOVIA, INC.EYEN
Ianchulev Tsontcho
Director
Transactions
- Award
Stock Option (right to buy)
2020-06-30+285,255→ 285,255 totalExercise: $2.72Exp: 2030-06-02→ Common Stock (285,255 underlying)
Holdings
- 453,333(indirect: By LLC)
Common Stock, par value $.0001
- 41,216
Class A Warrant
Exercise: $2.27From: 2020-03-24Exp: 2021-03-24→ Common Stock (41,216 underlying) - 267,370
Stock Option (right to buy)
Exercise: $1.95Exp: 2027-07-07→ Common Stock (267,370 underlying) - 124,210
Stock Option (right to buy)
Exercise: $6.20Exp: 2028-07-24→ Common Stock (124,210 underlying) - 606,667(indirect: By Private Medical Equity, Inc.)
Common Stock, par value $.0001
- 61,823
Class B Warrant
Exercise: $2.72From: 2020-03-24Exp: 2025-03-24→ Common Stock (61,823 underlying) - 140,000(indirect: By Private Medical Equity, Inc.)
Stock Option (right to buy)
Exercise: $1.24From: 2015-03-23Exp: 2025-03-23→ Common Stock (140,000 underlying) - 183,703
Stock Option (right to buy)
Exercise: $3.11Exp: 2029-08-16→ Common Stock (183,703 underlying) - 508,679
Common Stock, par value $.0001
- 6,000(indirect: By Trust)
Common Stock, par value $.0001
Footnotes (7)
- [F1]The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- [F2]This stock option was granted by the Issuer's Board of Directors on June 3, 2020, subject to stockholder approval of the Issuer's Amended and Restated 2018 Omnibus Stock Incentive Plan (the "Plan"). The Issuer's stockholders approved the Plan on June 30, 2020. One-third of the option becomes exercisable on June 3, 2021 and the remaining shares underlying the option become exercisable in equal increments on each of the 24 one-month anniversaries thereafter.
- [F3]The exercise price per share of the Issuer's common stock issuable upon exercise of the Class A and Class B Warrants is subject to adjustment for stock splits, stock dividends and similar corporate events.
- [F4]The number of shares of Issuer common stock issuable upon exercise of the Class A and Class B Warrants is subject to adjustment for stock splits, stock dividends and similar corporate events.
- [F5]The option became exercisable as to 11,140 shares on August 7, 2017 and becomes exercisable in equal 11,140 share amounts on each of the 35 one-month anniversaries thereafter.
- [F6]This option is fully vested.
- [F7]One-third of the option becomes exercisable on August 16, 2020 and the remaining shares underlying the option become exercisable in equal increments on each of the 24 one-month anniversaries thereafter.
Documents
Issuer
EYENOVIA, INC.
CIK 0001682639
Entity typeother
Related Parties
1- filerCIK 0001728916
Filing Metadata
- Form type
- 4
- Filed
- Jul 1, 8:00 PM ET
- Accepted
- Jul 2, 6:09 PM ET
- Size
- 17.6 KB