Ianchulev Tsontcho 4
4 · EYENOVIA, INC. · Filed Nov 24, 2020
Insider Transaction Report
Form 4
EYENOVIA, INC.EYEN
Ianchulev Tsontcho
Director
Transactions
- Other
Common Stock, par value $.0001
2020-11-20−453,333→ 0 total(indirect: By LLC)
Holdings
- 61,823
Class B Warrant
Exercise: $2.72From: 2020-03-24Exp: 2025-03-24→ Common Stock (61,823 underlying) - 183,703
Stock Option (right to buy)
Exercise: $3.11Exp: 2029-08-16→ Common Stock (183,703 underlying) - 140,000(indirect: By Private Medical Equity, Inc.)
Stock Option (right to buy)
Exercise: $1.24From: 2015-03-23Exp: 2025-03-23→ Common Stock (140,000 underlying) - 606,667(indirect: By Private Medical Equity, Inc.)
Common Stock, par value $.0001
- 41,216
Class A Warrant
Exercise: $2.27From: 2020-03-24Exp: 2021-03-24→ Common Stock (41,216 underlying) - 508,679
Common Stock, par value $.0001
- 124,210
Stock Option (right to buy)
Exercise: $6.20Exp: 2028-07-24→ Common Stock (124,210 underlying) - 285,255
Stock Option (right to buy)
Exercise: $2.72Exp: 2030-06-02→ Common Stock (285,255 underlying) - 6,000(indirect: By Trust)
Common Stock, par value $.0001
- 267,370
Stock Option (right to buy)
Exercise: $1.95Exp: 2027-07-07→ Common Stock (267,370 underlying)
Footnotes (8)
- [F1]On November 20, 2020, PME Investor Services Eyenovia, LLC, of which the reporting person is a manager, distributed its holdings of the Issuer's common stock in-kind and on a pro rata basis to its members.
- [F2]The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- [F3]The exercise price per share of the Issuer's common stock issuable upon exercise of the Class A and Class B Warrants is subject to adjustment for stock splits, stock dividends and similar corporate events.
- [F4]The number of shares of Issuer common stock issuable upon exercise of the Class A and Class B Warrants is subject to adjustment for stock splits, stock dividends and similar corporate events.
- [F5]The option became exercisable as to 11,140 shares on August 7, 2017 and became exercisable in equal 11,140 share amounts on each of the 35 one-month anniversaries thereafter.
- [F6]This option is fully vested.
- [F7]One-third of the option became exercisable on August 16, 2020 and the remaining shares underlying the option become exercisable in equal increments on each of the 24 one-month anniversaries thereafter.
- [F8]One-third of this option becomes exercisable on June 3, 2021 and the remaining shares underlying the option become exercisable in equal increments on each of the 24 one-month anniversaries thereafter.