4//SEC Filing
LaBelle Curt H 4
Accession 0001638599-20-000919
CIK 0001682639other
Filed
Nov 23, 7:00 PM ET
Accepted
Nov 24, 4:24 PM ET
Size
13.7 KB
Accession
0001638599-20-000919
Insider Transaction Report
Form 4
EYENOVIA, INC.EYEN
LaBelle Curt H
Director10% Owner
Transactions
- Other
Common Stock, par value $.0001
2020-11-20−453,333→ 0 total(indirect: By LLC)
Holdings
- 35,273
Common Stock, par value $.0001
- 606,667(indirect: By Private Medical Equity, Inc.)
Common Stock, par value $.0001
- 45,256
Stock Option (right to buy)
Exercise: $3.11Exp: 2029-08-16→ Common Stock (45,256 underlying) - 140,000(indirect: By Private Medical Equity, Inc.)
Stock Option (right to buy)
Exercise: $1.24From: 2015-03-23Exp: 2025-03-23→ Common Stock (140,000 underlying) - 40,000
Stock Option (right to buy)
Exercise: $1.24From: 2015-03-02Exp: 2025-03-02→ Common Stock (40,000 underlying) - 133,334
Stock Option (right to buy)
Exercise: $1.95Exp: 2027-07-07→ Common Stock (133,334 underlying) - 9,820
Stock Option (right to buy)
Exercise: $3.43Exp: 2030-09-11→ Common Stock (9,820 underlying)
Footnotes (5)
- [F1]On November 20, 2020, PME Investor Services Eyenovia, LLC, of which the reporting person is a manager, distributed its holdings of the Issuer's common stock in-kind and on a pro rata basis to its members.
- [F2]The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- [F3]The option became exercisable as to 3,704 shares on August 7, 2017 and becomes exercisable in equal 3,704 share amounts on each of the 35 one-month anniversaries thereafter.
- [F4]One-third of the option became exercisable on August 16, 2020 and the remaining shares underlying the option become exercisable in equal increments on each of the 24 one-month anniversaries thereafter.
- [F5]The option becomes exercisable on the earlier of September 11, 2021 or the date of the Issuer's 2021 annual meeting at stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.
Documents
Issuer
EYENOVIA, INC.
CIK 0001682639
Entity typeother
Related Parties
1- filerCIK 0001396235
Filing Metadata
- Form type
- 4
- Filed
- Nov 23, 7:00 PM ET
- Accepted
- Nov 24, 4:24 PM ET
- Size
- 13.7 KB