Home/Filings/4/0001638599-20-000948
4//SEC Filing

BROWN MORGAN R 4

Accession 0001638599-20-000948

CIK 0001535955other

Filed

Dec 7, 7:00 PM ET

Accepted

Dec 8, 4:50 PM ET

Size

12.8 KB

Accession

0001638599-20-000948

Insider Transaction Report

Form 4
Period: 2020-12-04
BROWN MORGAN R
EVP and CFO
Transactions
  • Sale

    Common Stock

    2020-12-04$1.57/sh17,250$27,024104,062 total
  • Exercise/Conversion

    Common Stock

    2020-12-04+57,500121,312 total
  • Exercise/Conversion

    Restricted Stock Unit

    2020-12-0457,50057,500 total
    Exercise: $0.00From: 2020-12-04Exp: 2028-12-04Common Stock (57,500 underlying)
  • Exercise/Conversion

    Restricted Stock Unit

    2020-12-0570,75470,754 total
    Exercise: $0.00From: 2020-12-05Exp: 2029-12-05Common Stock (70,754 underlying)
  • Exercise/Conversion

    Common Stock

    2020-12-05+70,754174,816 total
Footnotes (4)
  • [F1]Represents shares of Lipocine Inc. common stock ("LPCN Common Stock") acquired upon the vesting of restricted stock units.
  • [F2]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
  • [F3]Represents the weighted average price of shares sold at a price that ranged from $1.54 - $1.60.
  • [F4]Subject to vesting whereby 50% of the shares subject to the award will vest on the one year anniversary of December 4, 2019 and the remaining 50% of the shares subject to the award will vest on the two year anniversary of December 4, 2020.

Issuer

Lipocine Inc.

CIK 0001535955

Entity typeother

Related Parties

1
  • filerCIK 0001266062

Filing Metadata

Form type
4
Filed
Dec 7, 7:00 PM ET
Accepted
Dec 8, 4:50 PM ET
Size
12.8 KB