Home/Filings/4/0001638599-21-000062
4//SEC Filing

Smithers Paul E. 4

Accession 0001638599-21-000062

CIK 0001677576other

Filed

Jan 11, 7:00 PM ET

Accepted

Jan 12, 4:00 PM ET

Size

10.9 KB

Accession

0001638599-21-000062

Insider Transaction Report

Form 4
Period: 2021-01-11
Smithers Paul E.
DirectorPRESIDENT, CEO AND DIRECTOR
Transactions
  • Award

    Performance Share Units 2021

    2021-01-11+21,23821,238 total
    Exercise: $0.00Common Stock (21,238 underlying)
  • Award

    Restricted Stock Units 2021

    2021-01-11+6,6546,654 total
    Exercise: $0.00Common Stock (6,654 underlying)
Holdings
  • Restricted Stock Units 2020

    Exercise: $0.00Common Stock (10,653 underlying)
    10,653
  • Common Stock

    37,740
Footnotes (4)
  • [F1]Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of Innovative Industrial Properties, Inc. (the "Company") common stock.
  • [F2]One-third of the RSUs shall be released from the forfeiture restriction on each of January 1, 2021, January 1, 2022 and January 1, 2023, provided that the reporting person continues to be a non-employee director or employee of the Company on such date. The vesting of RSUs is subject to satisfaction of the vesting conditions under the Company's Nonqualified Deferred Compensation Plan (the "NQDC Plan").
  • [F3]One-third of the RSUs shall be released from the forfeiture restriction on each of January 1, 2022, January 1, 2023 and January 1, 2024, provided that the reporting person continues to be a non-employee director or employee of the Company on such date. The vesting of RSUs is subject to satisfaction of the vesting conditions under the Company's NQDC Plan.
  • [F4]Each performance share unit represents the right to receive, following vesting, between 0% and 150% of one share of common stock based upon the achievement of pre-established performance metrics related to relative total shareholder return over the performance period beginning January 11, 2021 and ending on December 31, 2023, and certification of such performance by the Compensation Committee of the Board of Directors of the Company following the conclusion of the performance period.

Issuer

INNOVATIVE INDUSTRIAL PROPERTIES INC

CIK 0001677576

Entity typeother

Related Parties

1
  • filerCIK 0001689308

Filing Metadata

Form type
4
Filed
Jan 11, 7:00 PM ET
Accepted
Jan 12, 4:00 PM ET
Size
10.9 KB