Home/Filings/4/0001638599-21-000618
4//SEC Filing

HASTINGS CATHERINE 4

Accession 0001638599-21-000618

CIK 0001677576other

Filed

Aug 10, 8:00 PM ET

Accepted

Aug 11, 6:00 AM ET

Size

10.0 KB

Accession

0001638599-21-000618

Insider Transaction Report

Form 4
Period: 2021-08-10
HASTINGS CATHERINE
CAO and Treasurer
Transactions
  • Sale

    Common Stock

    2021-08-10$228.97/sh1,500$343,45511,505 total
Holdings
  • Restricted Stock Units 2020

    Exercise: $0.00Common Stock (7,323 underlying)
    7,323
  • Performance Share Units 2021

    Exercise: $0.00Common Stock (8,496 underlying)
    8,496
  • Restricted Stock Units 2021

    Exercise: $0.00Common Stock (2,607 underlying)
    2,607
Footnotes (4)
  • [F1]Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of Innovative Industrial Properties, Inc. (the "Company") common stock.
  • [F2]One-third of the RSUs shall be released from the forfeiture restriction on each of January 1, 2021, January 1, 2022 and January 1, 2023, provided that the reporting person continues to be a non-employee director or employee of the Company on such date. The vesting of RSUs is subject to satisfaction of the vesting conditions under the Company's Nonqualified Deferred Compensation Plan (the "NQDC Plan").
  • [F3]One-third of the RSUs shall be released from the forfeiture restriction on each of January 1, 2022, January 1, 2023 and January 1, 2024, provided that the reporting person continues to be a non-employee director or employee of the Company on such date. The vesting of RSUs is subject to satisfaction of the vesting conditions under the Company's NQDC Plan.
  • [F4]Each performance share unit represents the right to receive, following vesting, between 0% and 150% of one share of common stock based upon the achievement of pre-established performance metrics related to relative total shareholder return over performance period beginning January 11, 2021 and ending on December 31, 2023, and certification of such performance by the Compensation Committee following the conclusion of the performance period.

Issuer

INNOVATIVE INDUSTRIAL PROPERTIES INC

CIK 0001677576

Entity typeother

Related Parties

1
  • filerCIK 0001693165

Filing Metadata

Form type
4
Filed
Aug 10, 8:00 PM ET
Accepted
Aug 11, 6:00 AM ET
Size
10.0 KB