CAPITAL ONE FINANCIAL CORP·4

May 12, 4:59 PM ET

Killalea Peter Thomas 4

4 · CAPITAL ONE FINANCIAL CORP · Filed May 12, 2026

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Capital One (COF) Director Peter Killalea Receives 1,294-Share Award

What Happened Peter Killalea (listed as Killalea Peter Thomas), a director of Capital One Financial Corp (COF), was granted 1,294 restricted stock units (RSUs) on May 8, 2026. The RSUs were awarded with no cash purchase price ($0.00 reported). These RSUs vest in their entirety on May 8, 2027, and the reporting person will be entitled to additional shares representing accrued dividends when the units settle.

Key Details

  • Transaction date and price: May 8, 2026; grant/acquisition (A) of 1,294 RSUs at $0.00.
  • Shares owned after transaction: Not specified in the provided filing excerpt.
  • Footnotes: F1 — RSUs vest 100% on May 8, 2027 and include dividend-equivalent shares at settlement. F2 — reported totals include dividend-equivalent shares from previously vested and deferred RSUs since the last filing.
  • Timeliness: Form 4 was filed on May 12, 2026 for a May 8 transaction; this filing date is within the typical two-business-day reporting window and appears to be timely.

Context This was an equity award (compensation grant), not a market purchase or sale. RSU grants to directors are a common form of long-term compensation and do not by themselves indicate buying or selling sentiment. The shares will not be delivered until vesting and settlement (including any dividend-equivalent shares) on the stated vesting date.

Insider Transaction Report

Form 4
Period: 2026-05-08
Transactions
  • Award

    Common Stock

    [F1][F2]
    2026-05-08+1,29421,378 total
Footnotes (2)
  • [F1]Restricted stock units that vest in their entirety on May 8, 2027. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.
  • [F2]Includes shares representing dividends accrued on shares that were issued upon vesting of restricted stock units and on deferred restricted stock units since the last reported transaction.
Signature
/s/ Katherine DeLuca (POA on file)|2026-05-12

Documents

1 file
  • 4
    wk-form4_1778619577.xmlPrimary

    FORM 4