4//SEC Filing
Simpson Alistair 4
Accession 0001639691-19-000023
CIK 0001639691other
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 4:52 PM ET
Size
9.3 KB
Accession
0001639691-19-000023
Insider Transaction Report
Form 4
LivaNova PLCLIVN
Simpson Alistair
General Manager, CS
Transactions
- Exercise/Conversion
Ordinary Shares
2019-03-01+1,812→ 11,799 total→ Ordinary Shares (1,812 underlying) - Exercise/Conversion
Ordinary Shares
2019-03-01+1,812→ 2,194 total - Tax Payment
Ordinary Shares
2019-03-01$96.02/sh−851$81,713→ 1,343 total
Footnotes (4)
- [F1]Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.
- [F2]The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.
- [F3]Each RSU represents a contingent right to receive one ordinary share (Ordinary Share) of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.
- [F4]On May 5, 2017, reporting person was granted RSUs that vest 25% on the second day after release of LivaNova's full-year 2018 financial results, February 27, 2019 (Measure Date), provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the target price.
Documents
Issuer
LivaNova PLC
CIK 0001639691
Entity typeother
Related Parties
1- filerCIK 0001762885
Filing Metadata
- Form type
- 4
- Filed
- Mar 4, 7:00 PM ET
- Accepted
- Mar 5, 4:52 PM ET
- Size
- 9.3 KB