Khoury Roy 4

4 · LivaNova PLC · Filed Mar 3, 2021

Form 4

Period: 2021-03-01

President, International

Transactions

Exercise/Conversion
Ordinary Shares
2021-03-01+1,359→ 4,621 total
Tax Payment
Ordinary Shares
2021-03-01$76.74/sh−639$49,037→ 3,982 total
Exercise/Conversion
Ordinary Shares
2021-03-01+1,347→ 5,329 total
Tax Payment
Ordinary Shares
2021-03-01$76.74/sh−634$48,653→ 4,695 total
Exercise/Conversion
Restricted Stock Units
2021-03-01−1,359→ 0 total
From: 2021-03-01Exp: 2021-03-01→ Ordinary Shares (1,359 underlying)
Exercise/Conversion
Performance Stock Units
2021-03-01−1,347→ 0 total
From: 2021-03-01Exp: 2021-03-01→ Ordinary Shares (1,347 underlying)

Footnotes (8)

[F1]Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.
[F2]The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.
[F3]Reporting person had vested performance stock units (PSUs) settled in ordinary shares of the Company.
[F4]Each RSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.
[F5]On May 5, 2017, reporting person was granted RSUs, of which the last 25% vested on March 1, 2021.
[F6]This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.
[F7]Each PSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement.
[F8]On March 15, 2018, reporting person was granted PSUs to vest or lapse on the filing of the Company's 2020 Form 10-K based on how the Company's cumulative adjusted free cash flow for fiscal years 2018, 2019 and 2020 compares to a target.

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