|4Jul 1, 6:59 PM ET

Novak Alfred J 4

4 · LivaNova PLC · Filed Jul 1, 2021

Insider Transaction Report

Form 4
Period: 2021-06-29
Transactions
  • Exercise/Conversion

    Ordinary Shares

    2021-06-29+2,33714,349 total
  • Exercise/Conversion

    Restricted Stock Units

    2021-06-292,3370 total
    Ordinary Shares (2,337 underlying)
Footnotes (4)
  • [F1]Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.
  • [F2]Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.
  • [F3]On June 29, 2020, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement.
  • [F4]This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Documents

1 file
  • 4
    wf-form4_162518031067482.xmlPrimary

    FORM 4