ESCALADE INC·4

Apr 7, 4:30 PM ET

Glazer Walter P. Jr. 4

4 · ESCALADE INC · Filed Apr 7, 2026

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Escalade (ESCA) Director Walter P. Glazer Jr. Receives 19,150 Shares

What Happened
Walter P. Glazer Jr., a director of Escalade Inc. (ESCA), had 19,150 restricted stock units (RSUs) vest and convert into 19,150 shares of common stock on April 3, 2026. The filing shows 19,150 shares were acquired via conversion (RSU settlement) and concurrently 19,150 shares were disposed of at $0.00 — reported as a transfer rather than an open-market sale, with no cash proceeds listed. Per the filing, these RSUs were part of a 57,450 RSU award granted April 3, 2024; one tranche vested in 2025, one in 2026, and one tranche (19,150 RSUs) remains scheduled to vest on April 3, 2027.

Key Details

  • Transaction date: April 3, 2026; Form 4 filed April 7, 2026.
  • Acquired: 19,150 shares via RSU conversion (one-for-one); price N/A.
  • Disposed: 19,150 shares at $0.00 (transfer/disposition of derivative).
  • Shares owned after transaction: not specified in the provided filing.
  • Relevant footnotes: F1/F3 — RSUs convert one-for-one to common stock under the Escalade 2017 Incentive Plan; F2 — shares transferred to a trust for the benefit of the reporting person’s son (trustee is spouse); F4 — original grant and vesting schedule (remaining 19,150 RSUs vest 4/3/2027).
  • No cash proceeds reported; this was not an open-market sale.

Context
This was an RSU vesting/settlement event (derivative conversion), not an outright purchase or market sale. Transfers to a family trust (reported at $0 consideration) represent an internal transfer or gift/estate-planning move rather than a liquidity-driven sale and do not necessarily indicate the insider’s market view. Remaining RSUs from the 2024 grant may still vest in 2027 per the plan schedule.

Insider Transaction Report

Form 4
Period: 2026-04-03
Transactions
  • Exercise/Conversion

    Common Stock

    [F1]
    2026-04-03+19,150392,130 total
  • Exercise/Conversion

    Restricted Stock Units

    [F3][F4]
    2026-04-0319,15019,150 total
    Exp: 2027-04-03Common Stock (19,150 underlying)
Holdings
  • Common Stock

    [F2]
    (indirect: By Trust)
    140,000
  • Common Stock

    [F2]
    (indirect: By Trust)
    44,000
  • Common Stock

    (indirect: By Spouse)
    8,500
Footnotes (4)
  • [F1]Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
  • [F2]Trust for the benefit of the respondent's son for which the respondent's spouse is the trustee
  • [F3]Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).
  • [F4]On April 3, 2024, the reporting person was granted 57,450 RSUs pursuant to the Escalade 2017 Plan, of which 19,150 RSUs vested and settled on April 3, 2025 and 19,150 RSUs vested and settled on April 3, 2026. The remaining 19,150 RSUs will vest on April 3, 2027, provided that the reporting person remains an employee, director or consultant of Escalade.
Signature
/s/ WALTER P. GLAZER JR.|2026-04-06

Documents

1 file
  • 4
    form4-04072026_040405.xmlPrimary