TOPOREK MICHAEL 4
4 · Soluna Holdings, Inc · Filed Mar 28, 2025
Insider Transaction Report
Form 4
TOPOREK MICHAEL
Director
Transactions
- Sale
Common Stock
2024-10-31$3.44/sh−8,000$27,520→ 142,000 total(indirect: See Footnote) - Sale
Common Stock
2024-11-01$3.39/sh−31,300$106,107→ 110,700 total(indirect: See Footnote) - Sale
Common Stock
2024-11-04$3.11/sh−20,600$64,066→ 90,100 total(indirect: See Footnote)
Holdings
- 809,636
Common Stock
Footnotes (2)
- [F1]These dispositions occurred on October 31, 2024, November 1, 2024, and November 4, 2024 (each, a "Sale" and collectively, the "Sales"), but the reporting person inadvertently failed to file a Form 4 related to these transactions prior to filing the Form 4 filed on November 7, 2024.
- [F2]These shares of common stock of Soluna Holdings, Inc., par value $0.001 per share ("Common Stock"), were held by Brookstone Partners Acquisition XXIV, LLC ("Brookstone XXIV") and the Sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Brookstone XXIV on May 29, 2024. Brookstone Partners I.A.C ("Brookstone Partners").is the Manager of Brookstone XXIV and as such may be deemed to beneficially own the shares of Common Stock held by Brookstone XXIV. The reporting person is a Managing General Partner of Brookstone Partners and shares voting and dispositive power over the shares of Common Stock held by Brookstone XXIV and therefore may also be deemed to beneficially own these shares. The reporting person disclaims such beneficial ownership except to the extent of his pecuniary interest therein.