4//SEC Filing
BAUM MARK L 4
Accession 0001641172-25-003109
CIK 0001360214other
Filed
Apr 6, 8:00 PM ET
Accepted
Apr 7, 9:54 PM ET
Size
9.5 KB
Accession
0001641172-25-003109
Insider Transaction Report
Form 4
HARROW, INC.HROW
BAUM MARK L
DirectorChief Executive Officer10% Owner
Transactions
- Tax Payment
Common Stock
2025-04-07$23.09/sh−300,363$6,935,382→ 2,599,462 total - Exercise/Conversion
Performance Stock Unit
2025-04-03−762,300→ 0 total→ Common Stock (762,300 underlying) - Exercise/Conversion
Common Stock
2025-04-03+762,300→ 2,899,825 total
Footnotes (1)
- [F1]The 762,300 shares of Harrow, Inc. ("Harrow") common stock listed in Table I as "Acquired" represent shares upon vesting of performance stock units ("PSUs") granted to Mr. Baum under Harrow's 2017 Stock Incentive and Awards Plan (the "Incentive Plan") on April 3, 2023. The PSUs vested on April 3, 2025 and were settled in full in shares of Harrow common stock (on a one-for-one basis) on April 7, 2025, following attainment of (i) a two-year service period, and (ii) the achievement of Harrow common stock price targets ranging from $25 - $50. The 300,363 shares of Harrow common stock listed in Table I as "Disposed" were not sold by Mr. Baum in any market transaction; rather, they were shares of Harrow common stock withheld by the Company for payroll tax purposes from the same aforementioned 762,300 shares pursuant to the terms of the Incentive Plan.
Documents
Issuer
HARROW, INC.
CIK 0001360214
Entity typeother
Related Parties
1- filerCIK 0001274282
Filing Metadata
- Form type
- 4
- Filed
- Apr 6, 8:00 PM ET
- Accepted
- Apr 7, 9:54 PM ET
- Size
- 9.5 KB