FONTENOT SEAN PAUL 4
4 · CalEthos, Inc. · Filed Apr 28, 2025
Insider Transaction Report
Form 4
CalEthos, Inc.GEDC
FONTENOT SEAN PAUL
Director10% Owner
Transactions
- Award
Warrants
2025-04-22+2,258,877→ 2,258,877 total(indirect: See Footnote)Exercise: $0.49From: 2024-12-15Exp: 2029-12-15→ Common Stock (2,258,877 underlying) - Disposition to Issuer
Warrants
2025-04-22−2,258,877→ 2,258,877 total(indirect: See Footnote)Exercise: $2.00From: 2024-12-15Exp: 2029-12-15→ Common Stock (2,258,877 underlying)
Holdings
- 2,000,000(indirect: See Footnote)
Warrants
Exercise: $0.54From: 2023-11-28Exp: 2028-12-31→ Common Stock (2,000,000 underlying) - 750,000
Board of Director Options
Exercise: $0.54From: 2023-12-31Exp: 2028-11-28→ Common Stock (750,000 underlying) - 200,000(indirect: See Footnote)
Warrants
Exercise: $0.50From: 2024-02-12Exp: 2029-02-12→ Common Stock (200,000 underlying) - 9,076,438(indirect: See Footnote)
Common Stock
Footnotes (2)
- [F1]The two reported transactions involved an amendment of outstanding warrants to purchase 2,258,877 shares of Common Stock (the "Warrants"), which were previously issued to Nanosha (as defined in footnote 2) by CalEthos, Inc. (the "Issuer") on December 15, 2024.
- [F2]The reported securities are owned by Nanosha Investments LLC ("Nanosha"), a company of which the reporting person is the principal member. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.