4//SEC Filing
BATTAGLIA FABRIZIO 4
Accession 0001641172-25-009114
CIK 0001855467other
Filed
May 6, 8:00 PM ET
Accepted
May 7, 9:16 PM ET
Size
11.1 KB
Accession
0001641172-25-009114
Insider Transaction Report
Form 4
MOBIX LABS, INCMOBX
BATTAGLIA FABRIZIO
DirectorChief Executive Officer
Transactions
- Award
Class A Common Stock
2025-05-05+2,550,000→ 2,550,000 total
Holdings
- 323,529
Option (Right to Buy)
Exercise: $0.17Exp: 2030-08-10→ Class A Common Stock (323,529 underlying) - 333,333
Restricted Stock Units
→ Class A Common Stock (333,333 underlying) - 318,204(indirect: By Trust)
Class A Common Stock
- 125,000
Class B Common Stock
→ Class A Common Stock (125,000 underlying)
Footnotes (7)
- [F1]These Restricted Stock Awards ("RSAs") were granted to the Reporting Person on May 5, 2025 and will vest as follows: (1)100,000 shares will vest on each of (i) July 15, 2025, (ii) October 15, 2025, (iii) January 15, 2026, and (iv) April 15, 2026; (2) 200,000 shares will vest on each of (i) July 15, 2026, (ii) October 15, 2026, (iii) January 15, 2027, and (iv) April 15, 2027; (3) 300,000 shares will vest on each of (i) July 15, 2027, (ii) October 15, 2027, and (iii) January 15, 2028; and (4) 450,000 shares will vest on July 15, 2028.
- [F2]This amount reflects the correct number of shares directly held by the Reporting Person and corrects an error filed in the previous Form 4 filed on April 17, 2025, in which 323,529 shares were inadvertently reported on Table I and should have only been reflected as options in Table II.
- [F3]The Reporting Person is a trustee of this trust. The Reporting Person disclaims beneficial ownership of the securities held by this trust except to the extent of his respective pecuniary interest therein.
- [F4]These options are fully vested and exercisable.
- [F5]The Restricted Stock Units ("RSUs") convert to Class A Common Stock on a one-for-one basis.
- [F6]These RSUs will vest on December 21, 2025.
- [F7]The shares of Class B Common Stock are convertible into shares of Class A Common Stock at the option of the Reporting Person, and will be automatically converted upon (i) a transfer by the Reporting Person (other than a permitted transfer) or (ii) the first trading day after the seventh anniversary date of the Closing Date (December 21, 2023).
Documents
Issuer
MOBIX LABS, INC
CIK 0001855467
Entity typeother
Related Parties
1- filerCIK 0002005280
Filing Metadata
- Form type
- 4
- Filed
- May 6, 8:00 PM ET
- Accepted
- May 7, 9:16 PM ET
- Size
- 11.1 KB