BATTAGLIA FABRIZIO 4
4 · MOBIX LABS, INC · Filed May 7, 2025
Insider Transaction Report
Form 4
MOBIX LABS, INCMOBX
BATTAGLIA FABRIZIO
DirectorChief Executive Officer
Transactions
- Award
Class A Common Stock
2025-05-05+2,550,000→ 2,550,000 total
Holdings
- 323,529
Option (Right to Buy)
Exercise: $0.17Exp: 2030-08-10→ Class A Common Stock (323,529 underlying) - 333,333
Restricted Stock Units
→ Class A Common Stock (333,333 underlying) - 318,204(indirect: By Trust)
Class A Common Stock
- 125,000
Class B Common Stock
→ Class A Common Stock (125,000 underlying)
Footnotes (7)
- [F1]These Restricted Stock Awards ("RSAs") were granted to the Reporting Person on May 5, 2025 and will vest as follows: (1)100,000 shares will vest on each of (i) July 15, 2025, (ii) October 15, 2025, (iii) January 15, 2026, and (iv) April 15, 2026; (2) 200,000 shares will vest on each of (i) July 15, 2026, (ii) October 15, 2026, (iii) January 15, 2027, and (iv) April 15, 2027; (3) 300,000 shares will vest on each of (i) July 15, 2027, (ii) October 15, 2027, and (iii) January 15, 2028; and (4) 450,000 shares will vest on July 15, 2028.
- [F2]This amount reflects the correct number of shares directly held by the Reporting Person and corrects an error filed in the previous Form 4 filed on April 17, 2025, in which 323,529 shares were inadvertently reported on Table I and should have only been reflected as options in Table II.
- [F3]The Reporting Person is a trustee of this trust. The Reporting Person disclaims beneficial ownership of the securities held by this trust except to the extent of his respective pecuniary interest therein.
- [F4]These options are fully vested and exercisable.
- [F5]The Restricted Stock Units ("RSUs") convert to Class A Common Stock on a one-for-one basis.
- [F6]These RSUs will vest on December 21, 2025.
- [F7]The shares of Class B Common Stock are convertible into shares of Class A Common Stock at the option of the Reporting Person, and will be automatically converted upon (i) a transfer by the Reporting Person (other than a permitted transfer) or (ii) the first trading day after the seventh anniversary date of the Closing Date (December 21, 2023).