SAMINI KEYVAN 4

4 · MOBIX LABS, INC · Filed May 7, 2025

Form 4

Period: 2025-05-05

DirectorPresident, CFO & Director

Transactions

Holdings

Class A Common Stock
(indirect: By Trust)
73,529
Class A Common Stock
(indirect: By Trust)
171,146
Class A Common Stock
(indirect: By Trust)
73,529
Restricted Stock Units
→ Class A Common Stock (333,333 underlying)
333,333
Option (Right to Buy)
Exercise: $0.17Exp: 2030-08-10→ Class A Common Stock (323,529 underlying)
323,529
Class B Common Stock
→ Class A Common Stock (125,000 underlying)
125,000

Footnotes (8)

[F1]These Restricted Stock Awards ("RSAs") were granted to the Reporting Person on May 5, 2025 and will vest over a two year period and can be accelerated if certain stock price thresholds are met.
[F2]This amount reflects the correct number of shares directly held by the Reporting Person and corrects an error filed in the previous Form 4 filed on April 17, 2025, in which 323,529 shares were inadvertently reported on Table I and should have only been reflected as options in Table II.
[F3]The Reporting Person is a trustee of this trust. The Reporting Person disclaims beneficial ownership of the securities held by this trust except to the extent of his respective pecuniary interest therein.
[F4]These options are fully vested and exercisable.
[F5]This amount reflects the correct number of options held by the Reporting Person and corrects an administrative error filed in the previous Form 4 filed on April 17, 2025.
[F6]The Restricted Stock Units ("RSUs") convert to Class A Common Stock on a one-for-one basis.
[F7]These RSUs will vest on December 21, 2025.
[F8]The shares of Class B Common Stock are convertible into shares of Class A Common Stock at the option of the Reporting Person, and will be automatically converted upon (i) a transfer by the Reporting Person (other than a permitted transfer) or (ii) the first trading day after the seventh anniversary date of the Closing Date (December 21, 2023).

Documents

1 file