Ogilvie Bruce A Jr 4
4 · ALLIANCE ENTERTAINMENT HOLDING CORP · Filed May 30, 2025
Insider Transaction Report
Form 4
Ogilvie Bruce A Jr
DirectorExecutive Chairman10% Owner
Transactions
- Purchase
Common Stock
2025-05-27$2.70/sh+2,000$5,400→ 15,287,975 total(indirect: See Footnote) - Purchase
Warrant
2025-05-27$0.17/sh+10,000$1,698→ 10,000 total(indirect: See Footnote)Exercise: $11.50From: 2023-03-12Exp: 2028-02-10→ Class A Common Stock (10,000 underlying) - Purchase
Warrant
2025-05-30$0.15/sh+20,000$3,000→ 20,000 total(indirect: See Footnote)Exercise: $11.50From: 2023-03-12Exp: 2028-02-10→ Class A Common Stock (20,000 underlying) - Purchase
Warrant
2025-05-28$0.15/sh+7,166$1,075→ 7,166 total(indirect: See Footnote)Exercise: $11.50From: 2023-03-12Exp: 2028-02-10→ Class A Common Stock (7,166 underlying)
Footnotes (2)
- [F1]The shares shown are owned by a trust and a corporation, which is indirectly wholly-owned by Mr. Ogilvie. The Bruce Ogilvie, Jr. Trust dated January 20, 1994 (the "Trust"), of which Mr. Ogilvie is a trustee, beneficially owns 15,283,275 shares. Mr. Ogilvie disclaims any individual ownership of such shares in the trust except for his pecuniary interest in the Trust. The corporation owns 4,700 shares.
- [F2]The warrants shown are owned by the Trust. Mr. Ogilvie disclaims any individual ownership of such securities except for his pecuniary interest in the Trust.