Lubin Joseph Michael 4

Accession 0001641172-25-013918

CIK 0001981535other

Filed

Jun 4, 8:00 PM ET

Accepted

Jun 5, 9:55 PM ET

Size

21.4 KB

Accession

0001641172-25-013918

Form 4

Period: 2025-05-30

Director

Transactions

Award
Common Stock Purchase Warrant
2025-05-30+691,004→ 691,004 total(indirect: See Footnote)
Exercise: $8.00From: 2025-05-30Exp: 2030-05-30→ Common Stock (691,004 underlying)
Award
Common Stock Purchase Warrant
2025-05-30+691,004→ 691,004 total(indirect: See Footnote)
Exercise: $6.76From: 2025-05-30Exp: 2030-05-30→ Common Stock (691,004 underlying)
Award
Common Stock
2025-05-30$6.15/sh+975,600$5,999,940→ 975,600 total(indirect: See Footnote)
Award
Common Stock Purchase Warrant
2025-05-30+1,382,007→ 1,382,007 total(indirect: See Footnote)
Exercise: $6.15From: 2025-05-30Exp: 2030-05-30→ Common Stock (1,382,007 underlying)
Award
Pre-Funded Warrants
2025-05-30$6.15/sh+3,966,340$24,392,594→ 3,966,340 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (3,966,340 underlying)
Award
Common Stock Purchase Warrant
2025-05-30+691,004→ 691,004 total(indirect: See Footnote)
Exercise: $7.38From: 2025-05-30Exp: 2030-05-30→ Common Stock (691,004 underlying)
Award
Common Stock
2025-05-30$6.15/sh+180,000$1,107,000→ 180,000 total(indirect: See Footnote)
Award
Pre-Funded Warrants
2025-05-30$6.15/sh+6,354,213$39,077,775→ 6,354,213 total
Exercise: $0.00→ Common Stock (6,354,213 underlying)

Footnotes (4)

[F1]The securities are held by Consensys Software, Inc. ("Consensys Software"). The reporting person serves as Chief Executive Officer of Consensys Software, Inc. and may be deemed to be the beneficial owner and have voting and dispositive power with respect to the shares held by Consensys Software, Inc.
[F2]The securities are held by ConsenSys AG. The reporting person serves as Chief Executive Officer of Consensys AG and may be deemed to be the beneficial owner and have voting and dispositive power with respect to the shares held by ConsenSys AG.
[F3]Subject to the terms and conditions set forth in the Pre-funded Warrant, the holder thereof may, at any time and from time to time on or after May 30, 2025, exercise the Pre-funded Warrant until it has been exercised in full. Pursuant to the terms of the Pre-Funded Warrant, the holder thereof cannot exercise any of the Pre-Funded Warrants to the extent the holder would beneficially own, after any such exercise, more than 9.99% of the outstanding common stock of the Issuer.
[F4]Warrants were issued to Consensys Software as compensation for its services under a Strategic Advisor Agreement, dated May 30, 2025, by and between the Issuer and Consensys Software.

Documents

1 file

SharpLink Gaming, Inc.

CIK 0001981535

Entity typeother